Advisor at Schwab Wealth Advisory
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Firm
Schwab Wealth Advisory
Location
Danville, CA
Credentials
Series 63, Series 66
Industry experience
7 years
Jinai Chen is a financial advisor at Schwab Wealth Advisory with seven years of industry experience. Chen holds Series 63 and Series 66 licenses and has worked previously at Wells Fargo Clearing Services and Wells Fargo Bank. Outside of finance, Chen is involved in providing in-home support services to eligible aged, blind, and disabled individuals in California. Schwab Wealth Advisory offers non-discretionary investment advice and wealth-management services to clients enrolled in its programs, using Schwab’s asset-allocation models and proprietary research tools. The firm serves Schwab brokerage clients who meet eligibility requirements and provides access to financial planning, trade execution, and custody services.
Based on Schwab Wealth Advisory
Based on Schwab Wealth Advisory
Schwab receives commission-based compensation from mutual funds, ETFs, annuities, insurance products, and alternative investments held in accounts; SWAI Representatives do not receive additional compensation based on product recommendations.
Account minimum: $500,000
Danville, CA
California · Texas
Schwab Wealth Advisory
2025 - Present (1 year)
Charles Schwab
2022 - Present (4 years)
Charles Schwab Bank, SSB
2022 - 2025 (3 years)
Wells Fargo Clearing Services LLC
2018 - 2022 (4 years)
Wells Fargo Bank NA
2017 - 2022 (5 years)
Pandora Jewelry
2016 - 2016 (1 year)
Hoang Le Tax Services
2016 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Oakland, CA
FM Capital Group
CFP®, CFA®
Orinda, CA
Private Financial Management LLC
Dave's experience in investment management and financial planning uniquely position him to serve as his client's independent trusted advisor - a personal chief financial officer that can discreetly navigate the tides affecting your financial life. Professional highlights include portfolio management on Union Bank municipal investment team which earned recognition as the best in the industry by Barron's in 2008 and 2009; lead investment management responsibility at a $300M financial planning firm; and working with amazing entrepreneurs, executives, and families. David's education includes a Chartered Financial Analyst (CFA) designation, a Certified Financial Planning (CFP) designation, and a U.C. Berkeley bachelor's degree where he conducted a study on evidenced based investment management with Haas Professor of Investments David Distad. David launched PFM to continue building upon his vision of complete personal financial management: discreet and unwavering focus on how expert financial management can help a client achieve her goals. From setting and achieving goals, to preparing you for all of life's contingencies and investing for your future - David helps his client's understand what they should be doing, and then helps them get it done.
CFP®, Series 65
Dublin, CA
Megan Rouse Financial Planning
ChFC®, Series 66
Walnut Creek, CA
Resolve Financial, LLC
Series 63, Series 65
Walut Creek, CA
West Coast Financial Wealth Management, Inc
CFP®
Oakland, CA
Curtis Financial Planning
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