Advisor at Secure Investment Management, LLC
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Firm
Secure Investment Management, LLC
Location
San Jose, CA
Credentials
Series 63, Series 65, Series 66
Industry experience
9 years
Jimmy Diep is a financial advisor at Secure Investment Management, LLC with nine years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. His prior roles include positions at J.P. Morgan Securities LLC, NIM Retirement Group, and several other financial firms. Outside of his advisory work, he has been involved with Moon to Mars LLC, an entrepreneurial venture. Secure Investment Management serves individuals, business entities, trusts, and estates, providing investment advisory, portfolio management, and financial planning services to both non-high-net-worth and high-net-worth clients. The firm employs a long-term, quantitative, factor-based investment approach and offers diversified portfolios using low-cost institutional funds, ETFs, and tax-managed strategies.
Based on Secure Investment Management, LLC
Based on Secure Investment Management, LLC
Full financial plan including estate planning and asset map available for $1,300
$0.00 - $100,000.00: 0.35% $100,000.01 - $250,000.00: 0.30% $250,000.01 - $1,000,000.00: 0.20% $1,000,000.01+: 0.10%
$250 per hour with a minimum charge of $1,250 (5-hour minimum) for financial planning services
Account minimum: $25,000 (may be waived at SIM's sole discretion)
San Jose, CA
California
Affinex Advisors LLC
2026 - Present (1 year)
Secure Income Management, LLC
2025 - Present (1 year)
Secure Investment Management
2025 - 2026 (1 year)
NIM Retirement Group
2024 - 2025 (1 year)
J.P. Morgan Securities
2023 - 2024 (1 year)
JPMorgan Chase Bank, N.A.
2023 - 2024 (1 year)
Robert Half International Inc
2022 - 2023 (1 year)
Full Speed Automation
2021 - 2021 (1 year)
Moon to Mars LLC
2021 - 2023 (2 years)
Unemployed
2020 - 2021 (1 year)
Spotlight Asset Group
2019 - 2019 (1 year)
BBVA Securities Inc.
2019 - 2019 (1 year)
BBVA Wealth Solutions Inc.
2019 - 2019 (1 year)
Bbva Usa
2018 - 2019 (1 year)
Compass Bank
2018 - 2019 (1 year)
Chronos Capital Partners, LLC
2018 - 2020 (2 years)
JPMorgan Chase Bank, N.A.
2016 - 2018 (2 years)
J.P. Morgan Securities
2016 - 2018 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
San Jose, CA
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Series 63, Series 65
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CFP®, Series 65
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Series 66
San Jose, CA
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Series 65
Saratoga, CA
Investcraft Advisors LLC
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