Advisor at BOK Financial Securities, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
BOK Financial Securities, Inc.
Location
Stamford, CT 06901
Credentials
Series 63, Series 66
Industry experience
39 years
Jeffrey Tucker is a financial advisor at BOK Financial Securities, Inc. in Stamford, CT, holding Series 63 and Series 66 licenses with 39 years of industry experience. His prior work includes roles at Credit Suisse Securities (USA) LLC and KeyBanc Capital Markets. BOK Financial Securities, operating as BOK Financial Advisors, serves a diverse client base including individual and high-net-worth investors, corporations, retirement plans, government agencies, municipalities, and institutional clients. The firm offers non-discretionary, fee-based investment management through its Guided Portfolio Solutions program, with investment research provided by its affiliate Strategic Investment Advisors.
Based on BOK Financial Securities, Inc.
Based on BOK Financial Securities, Inc.
Flat fees for financial planning and consulting typically range from $50 to $10,000
$1 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.00% $2,000,000+: 0.75%
Commission-based compensation offered outside the advisory program for investment and insurance products
Financial planning and consulting hourly rate typically $50-$350/hour
Annual retainer fees for financial planning and consulting range from $2,000 - $10,000 billed quarterly ($500 to $2,500 per quarter)
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000, may be waived by a designated supervisor Fee-only: Financial planning and consulting fees charged hourly ($50-$350/hour), flat fees ($50 to $10,000), or annual retainers ($2,000 - $10,000)
1 Landmark Square, 11th Fl.
Stamford, CT 06901
Connecticut
Bokf, Na
2018 - Present (8 years)
BOK Financial Securities, Inc.
2018 - Present (8 years)
KeyBanc Capital Markets
2017 - 2018 (1 year)
Unemployed
2016 - 2017 (1 year)
Credit Suisse Securities (USA) LLC
2009 - 2016 (7 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Norwalk, CT
Euclid Harding, LLC
CFP®, CFA®
White Plains, NY
FMD Wealth Advisors LLC
CFA®
Stamford, CT
Tadpole Investments LLC
CFP®, Series 63
White Plains, NY
Financial Planning Associates, LLC
Series 66
Westport, CT
Blue Keel Financial Planning
Series 65
Westport, CT
Norman Kramer Investments, Inc.
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