Advisor at HSBC SECURITIES (USA) Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
HSBC SECURITIES (USA) Inc.
Location
Chaffee, NY
Credentials
Series 63, Series 66
Industry experience
22 years
HSBC Bank (USA) Inc.
2020 - Present (6 years)
HSBC Securities (USA) Inc.
2020 - Present (6 years)
HSBC Securities (USA) Inc.
2018 - 2020 (2 years)
HSBC Bank USA, N.A.
2018 - 2020 (2 years)
HSBC Bank USA, N.A.
2016 - 2018 (2 years)
HSBC SECURITIES (USA) Inc.
2016 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Primerica Advisors
Series 63, Series 65
Le Roy, NY
Principal Financial Services
CFP®, ChFC®, Series 63
Delevan, NY
Creative Financial Designs, Inc.
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