Jay Kadlec
Advisor at Forefront
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Jay Kadlec is a financial advisor at Forefront with a Series 66 designation and three years of industry experience. His prior work includes roles at Brogan Financial Insurance Planning, Rocket Mortgage, and New York Life. Outside of financial advising, he is involved with Grayson Subaru in Knoxville, TN, where he works as a Subaru specialist. Forefront provides investment management and financial planning services to individuals, high-net-worth clients, and select businesses. The firm develops individualized investment policies using fundamental and cyclical analysis and offers access to third-party managers and specialized planning services.
Client services
Based on Forefront
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Forefront
Business exit / sale strategy
Business ownership considerations
Business succession planning
Cash flow / budgeting
Planning for children with special needs
Fee options
Financial planning fixed fees range from $2,500 to $100,000; Estate planning coordination fixed fees range from $300 to $10,000.
Negotiable blended rate up to 3% annually
Compensation from sale of securities or investment products including asset-based sales charges or service fees from mutual funds sales; specific amounts not stated.
$150 to $1,000 per hour depending on service level and professional.
Location
Knoxville, TN
Most active in
Jay K has reported serving >5 clients in these states in the last 12 months.
Tennessee
Work history
Chalk Money
2025 - Present (1 year)
Forefront
2025 - Present (1 year)
Grayson Subaru
2025 - Present (1 year)
Brogan Financial Insurance Planning
2023 - 2025 (2 years)
Brogan Financial, Inc.
2023 - 2025 (2 years)
Rocket Mortgage
2022 - 2023 (1 year)
New York Life Ins Co
2021 - 2022 (1 year)
NYLIFE Securities LLC
2021 - 2022 (1 year)
USA Financial
2018 - 2021 (3 years)
Keller Ford
2016 - 2018 (2 years)
Altitude Business Group
2016 - 2016 (1 year)
Fair Oaks Motors Chrysler
2015 - 2016 (1 year)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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