Advisor at Santander Securities LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Santander Securities LLC
Location
Wakefield, RI 02879
Credentials
Series 63, Series 65
Industry experience
15 years
Jason Rosenberg is a financial advisor with Santander Securities LLC, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has worked at Santander Securities and Santander Bank since 2017, and prior to that was with CCO Investment Services Corp. His career has been focused within the Santander organization for the past several years. Santander Securities LLC provides investment advisory and related services to a diverse client base, including individual investors, corporations, charitable organizations, and retirement plans. The firm offers wrap-fee advisory programs and financial planning services, delivering investment advice through a managed-account platform with third-party managers and a centralized service team.
Based on Santander Securities LLC
$0 - $49,999.99: 1.30% (FSP Standard Rate) $50,000 - $249,999.99: 1.30% (FSP Standard Rate) $250,000 - $499,999.99: 1.25% (FSP Standard Rate) $500,000 - $999,999.99: 1.20% (FSP Standard Rate) $1,000,000 - $1,999,999.99: 1.15% (FSP Standard Rate) $2,000,000 - $2,999,999.99: 1.10% (FSP Standard Rate) $3,000,000 - $4,999,999.99: 1.08% (FSP Standard Rate) $5,000,000 - $9,999,999.99: 1.03% (FSP Standard Rate) $10,000,000+: 0.94% (FSP Standard Rate) $0 - $49,999.99: 1.00% (SMA Fixed Income Pricing) $50,000 - $249,999.99: 1.00% (SMA Fixed Income Pricing) $250,000 - $499,999.99: 0.95% (SMA Fixed Income Pricing) $500,000 - $999,999.99: 0.90% (SMA Fixed Income Pricing) $1,000,000 - $1,999,999.99: 0.80% (SMA Fixed Income Pricing) $2,000,000 - $2,999,999.99: 0.75% (SMA Fixed Income Pricing) $3,000,000 - $4,999,999.99: 0.75% (SMA Fixed Income Pricing) $5,000,000 - $9,999,999.99: 0.70% (SMA Fixed Income Pricing) $10,000,000+: 0.70% (SMA Fixed Income Pricing) $0 - $49,999.99: 1.40% (SMA Other Pricing) $50,000 - $249,999.99: 1.40% (SMA Other Pricing) $250,000 - $499,999.99: 1.30% (SMA Other Pricing) $500,000 - $999,999.99: 1.20% (SMA Other Pricing) $1,000,000 - $1,999,999.99: 1.10% (SMA Other Pricing) $2,000,000 - $2,999,999.99: 1.05% (SMA Other Pricing) $3,000,000 - $4,999,999.99: 1.00% (SMA Other Pricing) $5,000,000 - $9,999,999.99: 0.95% (SMA Other Pricing) $10,000,000+: 0.90% (SMA Other Pricing) $0 - $49,999.99: 1.35% (UMA Pricing) $50,000 - $249,999.99: 1.35% (UMA Pricing) $250,000 - $499,999.99: 1.30% (UMA Pricing) $500,000 - $999,999.99: 1.15% (UMA Pricing) $1,000,000 - $1,999,999.99: 1.05% (UMA Pricing) $2,000,000 - $2,999,999.99: 0.95% (UMA Pricing) $3,000,000 - $4,999,999.99: 0.85% (UMA Pricing) $5,000,000 - $9,999,999.99: 0.80% (UMA Pricing) $10,000,000+: 0.75% (UMA Pricing)
Account minimum: $25,000 Fee-only: Program Fee ranges from 0.68% to 1.40% annually based on account size and program type; Manager fees range from 0.15% to 1.00%; some FSP programs charge a 0.02% Gateway Fee instead of Manager Fee.
20 A Main Street
Wakefield, RI 02879
Rhode Island · Texas
Santander Securities, LLC
2022 - Present (4 years)
Santander Bank, NA
2017 - Present (9 years)
Santander Securities, LLC
2017 - 2022 (5 years)
CCO Investment Services Corp
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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