Advisor at Money Concepts Capital Corp
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Money Concepts Capital Corp
Location
Washington, MO 63090
Credentials
Series 63, Series 65
Industry experience
10 years
$10,000 - $999,999: 1.30% annually (0.325% quarterly) for GPS – Retirement Plan Network and World Class Pension Program $1,000,000 - $2,999,999: 1.00% annually (0.25% quarterly) for GPS – Retirement Plan Network and World Class Pension Program $3,000,000 - $4,999,999: 0.90% annually (0.225% quarterly) for GPS – Retirement Plan Network and World Class Pension Program $5,000,000 - $9,999,999: 0.75% annually (0.1875% quarterly) for GPS – Retirement Plan Network and World Class Pension Program $10,000,000+: 0.60% annually (0.15% quarterly) for GPS – Retirement Plan Network and World Class Pension Program $10,000 - $49,999: 1.80% annually (0.45% quarterly) for Managed Allocation Program (Variable Annuities) $50,000 - $99,999: 1.60% annually (0.40% quarterly) for Managed Allocation Program (Variable Annuities) $100,000 - $499,999: 1.50% annually (0.375% quarterly) for Managed Allocation Program (Variable Annuities) $500,000 - $999,999: 1.25% annually (0.3125% quarterly) for Managed Allocation Program (Variable Annuities) $1,000,000+: 1.00% annually (0.25% quarterly) for Managed Allocation Program (Variable Annuities) $10,000 - $999,999: 1.30% annually (0.325% quarterly) for MAP Advisor Assisted Program $1,000,000 - $2,999,999: 1.00% annually (0.25% quarterly) for MAP Advisor Assisted Program $3,000,000 - $4,999,999: 0.90% annually (0.225% quarterly) for MAP Advisor Assisted Program $5,000,000 - $9,999,999: 0.75% annually (0.1875% quarterly) for MAP Advisor Assisted Program $10,000,000+: 0.60% annually (0.15% quarterly) for MAP Advisor Assisted Program
Commission-based compensation from sale of securities and insurance products in broker-dealer and insurance capacities
Hourly consulting fees negotiated individually, up to $450/hour
Account minimum: $10,000 (varies by program, see detailed program minimums) Minimum fee: Minimum quarterly fee of $62.50 for GPS programs; minimum quarterly fee for financial planning ranging from $250-$1,000 depending on program Fee-only: Financial planning fees negotiated individually; minimum quarterly fee $250-$1,000 depending on program
Matthew Haeffner Financial Services LLC
2022 - Present (4 years)
Money Concepts Capital Corp
2015 - Present (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
ChFC®, Series 66
Washington, MO
Edward Jones
Series 66
Pacific, MO
Edward Jones
Series 63, Series 66
Pacific, MO
Fidelity
Daniel West is a Financial Consultant at Fidelity Investments, a role he has held since 2025. He has been with Fidelity Investments since 2022, progressing through several positions including Investment Consultant, Planning Consultant, Relationship Manager, and Financial Representative. His professional experience centers on partnering with clients to develop financial plans tailored to their individual goals, preferences, and investment experience. Daniel's approach involves exploring each client's unique situation, conducting data and analysis related to investment and retirement planning, and assisting in identifying clear action steps. He holds an AR Insurance License, supporting his advisory capabilities. Outside of his professional work, Daniel engages in family activities and personal interests such as fitness, hiking, motorcycles, and parenthood.
Series 63, Series 65
Washington, MO
Merrill
Alex Shannon is a Senior Financial Advisor at Merrill Lynch Wealth Management. He has been a financial professional since 1998 and holds the Chartered Retirement Planning Counselor™ (CRPC) and Personal Investment Advisor (PIA) designations. Alex is committed to providing clients with tailored financial and retirement strategies to help them build a solid foundation for confident decision-making. With over 15 years of experience, Alex offers personalized strategies in areas including retirement planning, trust and estate planning in collaboration with clients' tax accountants and attorneys, long-term care strategies, life insurance strategies, wealth preservation, educational planning, managed strategies, financing purchases, transfer of wealth, and business succession planning. He emphasizes a hands-on approach to ensure clients' short-term and long-term goals are met. Alex graduated from the University of Missouri with a Bachelor of Science in Business Administration, emphasizing finance. He grew up in the St. Louis area and resides in Washington, MO with his wife and two children. He is a member of the Knights of Columbus and involved in his church community.
Series 66
Marthasville, MO
Edward Jones
Series 66
Washington, MO
Edward Jones
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")