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Jason Smith

Advisor at OSAIC

Updated today

Location

Table Grove, IL 61482

Credentials

Series 66

Industry experience

12 years

About

Jason Smith is a financial advisor with Osaic Wealth, Inc., holding a Series 66 designation and 12 years of industry experience. He previously worked at Woodbury Financial Services, Inc. for 11 years and has been involved with several affiliated entities, including owning Legacy Private Wealth Advisors, which provides payroll and employee benefits for registered representatives. OSAIC Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base including individuals, pension plans, corporations, and nonprofits. The firm offers advisory and brokerage services through a large network of financial advisers and employs a comprehensive investment process incorporating risk tolerance, asset allocation, and portfolio optimization tools.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

121 S Broadway St

Table Grove, IL 61482

Most active in

Illinois · Indiana

Work history

OSAIC

2024 - Present (2 years)

Woodbury Financial Services, Inc.

2013 - 2024 (11 years)

ThinHeat Solutions, LLC

2012 - Present (14 years)

Legacy Investment Services, Inc.

2012 - Present (14 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Macomb, IL

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Aaron Black is a financial advisor with LPL Financial based in Macomb, IL, holding a Series 66 designation and seven years of industry experience. He has worked at First Bankers Trust Co. and Table Grove State Bank Financial Services prior to his current role. Outside of his advisory work, he is involved in a real estate rental business. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment delivery options supported by an in-house research team and combines large-scale advisory operations with various non-advisory product activities.

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Seth Minter is a financial advisor at Edward Jones in Macomb, IL, holding the ChFC® and Series 66 credentials with five years of industry experience. Prior to joining Edward Jones in 2020, he worked at Missouri State University and Western Illinois University. Outside of advising, he owns a retail business, 309 Marketplace, LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment solutions, supported by a large network of financial advisors and branch offices nationwide.

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David G

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Macomb, IL

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David Garner is a financial advisor with LPL Financial in Macomb, Illinois, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with LPL Financial since 1987. Outside of his advisory role, he has been involved in selling long-term health care insurance for Golden Rule. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of financial planning and investment management solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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