Advisor at Sovereign Financial Group
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Sovereign Financial Group
Location
Raleigh, NC 27612-3813
Credentials
Series 63, Series 65
Industry experience
20 years
Based on Sovereign Financial Group
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001 - Negotiable: Negotiable $0 - $500,000: 1.50% $500,001 - $750,000: 1.25% $750,001+: 1.00% $0 - $325,000: 1.85% $325,001+: Negotiable
Account minimum: $750,000 Minimum fee: Wealth Management Program: Minimum $12,000 annually; Sovereign Legacy Program: Minimum $6,000 annually; Sovereign Investment Program: Minimum $1,200 annually Fee-only: All fees are retainer fees based on assets under management with minimum annual fees as noted above. Fees are payable quarterly in advance.
4509 Creedmoor Road, Suite 201
Raleigh, NC 27612-3813
North Carolina
Sovereign Financial Group
2005 - Present (21 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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