Advisor at Schwartz Investment Management Co.
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Firm
Schwartz Investment Management Co.
Location
Dickinson, ND 58601
Credentials
Series 63, Series 65
Industry experience
34 years
James Schwartz is the sole advisor at Schwartz Investment Management Co. in Dickinson, ND, holding Series 63 and Series 65 licenses with 34 years of industry experience. The firm provides discretionary, fee-only investment management and financial planning services primarily to individual investors and trusts. Schwartz Investment Management Co. integrates investment management with a long-standing CPA tax practice, offering clients combined tax and investment perspectives. The firm emphasizes broad diversification, utilizes model portfolios and market research, and delivers regular written reviews and quarterly reporting.
$0 - $500,000: 1% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.65% $2,000,001+: Negotiable
Fee-only: Fee-only based on assets under management, no commissions or other compensation accepted
232 1 Ave E
Dickinson, ND 58601
North Dakota
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Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
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