Advisor at JRS Investments and Wealth Preservation, LLC
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Firm
JRS Investments and Wealth Preservation, LLC
Location
Union, WA
Credentials
Series 63, Series 65
Industry experience
23 years
James Swanson is a financial advisor at JRS Investments and Wealth Preservation, LLC with 23 years of industry experience. He has held his current role since 2008 and previously worked at Kaplan Financial for 20 years. He holds Series 63 and Series 65 licenses. JRS Investments and Wealth Preservation provides portfolio management and advisory services to individuals, trusts, and small businesses, serving both non-high-net-worth and high-net-worth clients. The firm employs a fundamental, client-specific approach and offers a broad range of investment options, typically managing accounts on a discretionary basis.
$0 - $25,000: Negotiable up to 2% $25,000 - $1,000,000: 1.5% $1,000,000 - $2,500,000: 1.25% $2,500,000 - $5,000,000: 1.00% $5,000,000+: 0.75%
Account minimum: $25,000 (may be waived) Fee-only: No commissions, no other fees charged by advisor; fees negotiable
Union, WA
California · Hawaii · Washington
JRS Investments and Wealth Preservation, LLC
2008 - Present (18 years)
Kaplan Financial
2004 - 2024 (20 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Union, WA
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Series 63, Series 66
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Series 63, Series 65
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Series 63, Series 65
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LPL Financial
Series 66
Belfair, WA
Ameriprise
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