Advisor at Desert Wealth Management LLC
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Firm
Desert Wealth Management LLC
Location
Palm Desert, CA
Credentials
CFP®, ChFC®, Series 63, Series 65
Industry experience
16 years
James Estes is a Certified Financial Planner (CFP®) and Chartered Financial Consultant (ChFC®) with 16 years of industry experience. He has worked at Desert Wealth Management LLC since 2018 and previously spent seven years at Alpha Wealth Management, LLC. Outside of his advisory role, he held a position with FINRA for nearly two decades and has been affiliated with California State University. Desert Wealth Management is a fee-only investment adviser serving primarily individual and high-net-worth clients. The firm employs an academic investment approach that combines macroeconomic and fundamental security analysis to guide asset allocation and investment selection, managing accounts on a discretionary basis for a small client base.
Annual investment advisory fee not to exceed 1.20%, billed monthly in advance based on assets under management
Account minimum: $500,000 (may be lowered or waived in certain instances) Fee-only: Fee-only investment management firm
Palm Desert, CA
California
Desert Wealth Management LLC
2018 - Present (8 years)
Alpha Wealth Management, LLC
2011 - 2018 (7 years)
Finra
2004 - 2023 (19 years)
California State University
2004 - 2022 (18 years)
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Palm Desert, CA
Pamela Plick Wealth Management LLC
Series 63, Series 65
Indio, CA
George Hill Asset Management, LLC
CFP®, CFA®, Series 63
Rancho Mirage, CA
Stoke Capital
CFP®, Series 63, Series 65
Palm Desert, CA
Desert Financial Planning
Series 65
Palm Springs, CA
Luke Capital
CFA®, Series 63, Series 65
Indio, CA
Coryell Capital Management
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