Advisor at Supreme Alliance LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Supreme Alliance LLC
Location
Plymouth, MA
Credentials
ChFC®, Series 63, Series 65
Industry experience
43 years
James Moniz is a financial advisor at Supreme Alliance LLC with 43 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. Prior to joining Supreme Alliance in 2020, he worked at Global Investment Advisors, LLC and Essex Securities, LLC. Outside of his advisory role, Moniz is president of Core Business Group, where he is involved in compensation and rewards design, tax preparation, and sales coaching, and he is also an author and keynote speaker. Supreme Alliance LLC provides investment advisory and consulting services to a diverse client base, including retail individuals, pension plans, corporations, and charitable organizations. The firm offers discretionary managed accounts, third-party advisor referrals, financial planning, actuarial and benefits consulting, and investment banking activities, utilizing a range of analytic and portfolio techniques tailored to client needs.
Based on Supreme Alliance LLC
Based on Supreme Alliance LLC
Flat fees range from $500 to $5,000 per plan
Insurance commissions separate from advisory fees; fees shared from third-party investment advisor referral fees
Hourly fees may not exceed $500 per hour
Account minimum: $25,000 Fee-only: Hourly fees up to $500 per hour; Fixed/Flat fees $500 to $5,000 per plan; Consulting fees up to 3% of assets under management (negotiable)
Plymouth, MA
Massachusetts
Supreme Alliance LLC
2020 - Present (6 years)
Retired/Caregiver
2016 - 2020 (4 years)
Global Investment Advisors, LLC
2015 - 2016 (1 year)
Essex Securities, LLC
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 65, Series 66
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Series 65
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CFP®, Series 63, Series 65, Series 66
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Series 63, Series 65
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Trilogy Advisors
CFP®, Series 63, Series 65
Pembroke, MA
Laguna Investment Services
CFA®, Series 63
Plymouth, MA
Client Priority Financial Advisors LLC
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