James Marshal
Advisor at The Institute
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
The Institute
Location
Melbourne, FL 32901
Credentials
Series 63, Series 65
Industry experience
24 years
About
James Marshal is a financial advisor at The Institute with 24 years of industry experience. He holds Series 63 and Series 65 designations and has worked at The Institute For Wealth Management LLC since 2019, following seven years at Institute for Wealth Advisors, Inc. Mr. Marshal also provides personal CFO services for nonprofit and for-profit businesses, including financial analysis, budgeting, compliance monitoring, and payroll services. The Institute for Wealth Management offers discretionary and non-discretionary investment management and financial planning to individuals, trusts, retirement plans, charitable organizations, and business entities. The firm employs a team-based investment approach combining fundamental and technical analysis to construct diverse model portfolios and manages over $1 billion in assets.
Client services
Based on The Institute
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Based on The Institute
ESG / Sustainable investing
Active portfolio management
Retirement income strategy
Wealth management
Fee options
Financial planning services charged a flat fee between $1,000 and $10,000 per engagement
Financial planning services charged at hourly rates depending on level of service
Account minimum: $100,000
Location
1900 S Harbor City Blvd, Ste 328
Melbourne, FL 32901
Most active in
James M has reported serving >5 clients in these states in the last 12 months.
Florida
Work history
The Institute For Wealth Management LLC
2019 - Present (7 years)
Institute for Wealth Advisors, Inc. f/k/a: Cherry Investment Adv
2012 - 2019 (7 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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CFP®, Series 63, Series 65
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Richard G
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Milo Z
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Zonka & Associates, Inc.
Desiree K
CFP®, ChFC®
Satellite Beach, FL
Kaul Financial Solutions
Thomas W
ChFC®, Series 63, Series 65
Melbourne, FL
Critical Mass Financial, LLC
Jarrett W
Series 65
Indialantic, FL
Seven Pines Capital, LLC
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