James Leggott
Advisor at Ascent Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Ascent Advisors
Location
Maple Grove, MN 55311
Credentials
Series 63, Series 65
Industry experience
10 years
About
James Leggott is a financial advisor with Ascent Advisors in Maple Grove, MN, holding Series 63 and Series 65 licenses and bringing 10 years of industry experience. His prior roles include positions at Corestone Wealth Management, 20/20 Financial, and J.D. Mellberg Financial. He is also licensed to sell insurance. Ascent Advisors provides portfolio management and advisory services to pension and profit-sharing plans, corporations, and individual investors. The firm employs a multi-method investment process combining fundamental, quantitative, technical, and charting analysis with modern portfolio theory, and is known for its pension and employee benefit plan consulting as well as specialized services related to Delaware Statutory Trusts and 1031 exchange planning.
Client services
Based on Ascent Advisors
Financial planning
Portfolio management
Pension consulting
Dst consulting
Expertise
Based on Ascent Advisors
Real estate investing
Retirement plans for business owners (SEP, solo 401k)
Income planning
Annuities
Fee options
One-time DST consulting fees: $5,000 (Tier 1: $100,000-$249,999 DST investment) up to $30,000 (Tier 4: $1,000,000-$1,999,999 DST investment), custom fees $40,000+ (Tier 5: $2,000,000+ DST investment); Fixed financial planning fees $1,500 to $100,000
$0+: Negotiable, generally up to 1.50% (tiered/blended fee schedule) for Portfolio Management $0 - $1,000,000: 1.00% annually for Pension Consulting $1,000,001 - $3,000,000: 0.75% annually for Pension Consulting $3,000,001 - $5,000,000: 0.50% annually for Pension Consulting $5,000,001+: 0.25% annually for Pension Consulting
$350 to $2,000 per hour for financial planning services
Fee-only: Fixed financial planning fees between $1,500 and $100,000; Hourly financial planning fees between $350 and $2,000 per hour; Flat one-time DST consulting fees tiered from $5,000 to $30,000 and custom $40,000+ depending on DST investment size
Location
7094 East Fish Lake Rd
Maple Grove, MN 55311
Most active in
James L has reported serving >5 clients in these states in the last 12 months.
Minnesota
Work history
Ascent Advisors LLC
2025 - Present (1 year)
Corestone Wealth Management LLC
2024 - Present (2 years)
20/20 Financial
2020 - 2024 (4 years)
Specialized Advisors LLC
2019 - 2019 (1 year)
Secure Investment Managment, LLC
2016 - 2019 (3 years)
J.D. Mellberg Financial
2015 - 2020 (5 years)
Premier Financial, Inc
2003 - 2017 (14 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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