Advisor at James Morgan Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
James Morgan Asset Management, LLC
Location
Broomfield, CO 80021
Credentials
CFP®, Series 63, Series 65
Industry experience
17 years
James Morgan is the principal of James Morgan Asset Management, LLC in Broomfield, Colorado, with 17 years of industry experience. He holds the CFP® designation along with Series 63 and Series 65 licenses. In addition to his advisory role, he practices law specializing in estate, business, tax planning, and elder law through his separate legal practice. James Morgan Asset Management provides discretionary portfolio management and comprehensive financial planning to individual and high-net-worth clients. The firm combines active, manager-driven portfolio construction with in-house legal and tax expertise, offering integrated financial, investment, and estate planning services tailored to each client’s objectives.
Based on James Morgan Asset Management, LLC
Financial planning fixed fee between $1,500 and $3,500 (negotiable)
$0 - $100,000: 1.50% $100,001 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001+: Negotiable
$250.00 per hour (special circumstances for financial planning); $175.00 per hour (early termination billing rate)
390 Interlocken Crescent Suite 350
Broomfield, CO 80021
Colorado
James Morgan Asset Management, LLC
2014 - Present (12 years)
JHM Financial Services, LLC
2008 - Present (18 years)
James H Morgan LLC
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®
Denver, CO
True Riches Financial Planning
CFP®, Series 63, Series 65
Broomfield, CO
Wolff Financial Advisors, LLC
Series 63, Series 65
Boulder, CO
Fleet Capital Management, LLC
Series 65
Superior, CO
Kyso Financial
ChFC®, Series 63
Louisville, CO
Asset Solutions
ChFC®, Series 63
Erie, CO
Rocky Mountain Financial Solutions Inc.
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