James Fox
Advisor at Financial & Tax Architects, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Financial & Tax Architects, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Chicago, IL 60523
Credentials
Series 63, Series 66
Industry experience
16 years
James Fox is a financial advisor at Financial & Tax Architects, LLC in Chicago, IL, with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at several firms including Morgan Stanley, E*TRADE Capital Management, and Citibank. Outside of his advisory role, Fox owns a watch trading business and is involved in dog walking and driving services. Financial & Tax Architects provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, focusing on those nearing or in retirement. The firm offers proprietary “Private Wealth Strategies” utilizing exchange-traded funds, individual securities, and trend-aware rebalancing, with a sub-advisory business serving other registered investment adviser firms.
Based on Financial & Tax Architects, LLC
Based on Financial & Tax Architects, LLC
$1,995 one-time fee for Wealth.com services
$0 - $2,000,000: 1.95% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.30%
1415 West 22nd Street, Regency Towers
Chicago, IL 60523
Illinois
Financial & Tax Architects
2025 - Present (1 year)
LPL Enterprise
2024 - 2025 (1 year)
Pruco Securities, LLC
2024 - 2024 (1 year)
The Prudential Insurance Company of America
2024 - 2024 (1 year)
Morgan Stanley
2023 - 2024 (1 year)
Morgan Stanley
2023 - 2024 (1 year)
E*TRADE Capital Management LLC
2022 - 2024 (2 years)
E*TRADE Securities LLC
2022 - 2024 (2 years)
Fifth Third Securities
2021 - 2022 (1 year)
FIFTH THIRD BANK
2021 - 2022 (1 year)
TD Ameritrade
2019 - 2020 (1 year)
Citibank
2017 - 2019 (2 years)
Bank Of America, N.A.
2016 - 2017 (1 year)
Merrill
2016 - 2017 (1 year)
BMO Harris Financial Advisors
2015 - 2016 (1 year)
Bmo Harris Bank
2015 - 2016 (1 year)
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