Advisor at Forthright Capital
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Firm
Forthright Capital
Location
Charlotte, NC
Credentials
Series 63, Series 65
Industry experience
7 years
Ivan Henriquez is a financial advisor at Forthright Capital Advisory with seven years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Equitable Advisors and Park Avenue Securities. Henriquez has also been involved in entrepreneurial ventures, including operating Munchies Vending, LLC. Forthright Capital Advisory serves individual clients, employer plan sponsors, corporations, and charitable organizations by providing discretionary portfolio management, financial planning, and employee benefit plan services. The firm primarily employs a passive investment approach using index mutual funds and ETFs, alongside Modern Portfolio Theory and various analytical methods, offering flexible engagement formats such as subscription planning and project-based services.
Based on Forthright Capital
Based on Forthright Capital
Project-Based Financial Planning: $2,000 to $10,000 fixed fee, negotiable
$0 - $1,000,000: 2.25% $1,000,001 - $2,500,000: 2.00% $2,500,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.50% $10,000,001+: Negotiable
$300 per hour for financial planning engagements, negotiable
Ongoing Financial Planning: $250 per month, paid monthly in arrears
Minimum fee: Annual $75 tech fee for accounts over $1,000; max $150 per household Fee-only: Ongoing Financial Planning: $1,000 upfront plus $250/month; Project-Based Planning: $2,000–$10,000 fixed fee; Hourly Planning: $300/hour
Charlotte, NC
New York · North Carolina · South Carolina
Forthright Capital Advisory
2023 - Present (3 years)
Forthright Capital Partners
2023 - Present (3 years)
Park Avenue Securities
2023 - 2023 (1 year)
Guardian Life Insurance Company
2023 - 2023 (1 year)
Guardian Life Insurance Company
2023 - 2023 (1 year)
Park Avenue Securities
2023 - 2023 (1 year)
Equitable Advisors
2018 - 2023 (5 years)
Axa Advisors, Llc
2018 - 2020 (2 years)
Munchies Vending, LLC
2018 - 2019 (1 year)
Synergized Property Acquisitions, LLC
2014 - 2020 (6 years)
Ivkah Investments, LLC
2014 - 2016 (2 years)
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Is active or affiliated with:
Insurance agent
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Trust company
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
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Other specialized services
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