Advisor at SeaCrest Investment Management, LLC
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Firm
SeaCrest Investment Management, LLC
Location
Purchase, NY 10577-2524
Credentials
Series 63, Series 65
Industry experience
6 years
Howard Schloss is a financial advisor at SeaCrest Investment Management, LLC with six years of industry experience. He holds Series 63 and Series 65 credentials and has been with SeaCrest since 2011. SeaCrest Investment Management serves individuals, trusts, estates, charitable organizations, corporations, businesses, and insurance company clients. The firm offers discretionary investment management and advisory services using a primarily fundamental, long-term investment approach supplemented by model-driven asset allocation, including a proprietary Global Tactical Asset Allocation model and an Intermediate Government bond strategy.
Based on SeaCrest Investment Management, LLC
0.20% to 1.15% annually (fee varies based on complexity, asset level, and relationship)
Certain advisory persons are registered representatives of a broker-dealer and may earn commissions separately from SIM's advisory fees.
Account minimum: SIM generally does not impose a minimum relationship size for establishing a relationship. However, certain strategies of SIM may require a minimum asset amount to achieve optimal returns, which may be waived at the sole discretion of the Advisor. Fee-only: Investment advisory fees range from 0.20% to 1.15% annually based on assets under management and other factors.
3000 Westchester Avenue, Suite 206
Purchase, NY 10577-2524
Connecticut · New York
Seacrest Wealth Management, LLC
2026 - Present (1 year)
SeaCrest Investment Management, LLC
2011 - Present (15 years)
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Is active or affiliated with:
Insurance agent
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Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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