user avatar

Henry Rawlins

Advisor at Northern Trust Securities, Inc.

Updated today
Northern Trust Securities, Inc. logo

Firm

Northern Trust Securities, Inc.

Location

Chicago, IL 60603

Credentials

Series 63, Series 66

Industry experience

5 years

About

Henry Rawlins is a financial advisor at Northern Trust Securities, Inc. with five years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Northwestern Mutual Investment Management and Northwestern Mutual Life Insurance Company. His background also includes roles outside of finance, such as work with the State Senate Minority Leader Jennifer Shilling. Northern Trust Securities, Inc. provides investment advisory and model-based managed account services to high-net-worth individuals and institutional clients. The firm offers discretionary wrap fee programs using proprietary and third-party investment models, supported by governance reviews, platform technology, and optional tax management services.

Client services

Based on Northern Trust Securities, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Northern Trust Securities, Inc.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting

Occupation focus

Based on Northern Trust Securities, Inc.

Founder/Business Owner Executive

Fee options

Percentage

$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.85% $5,000,000+: 0.75%

Other

Account minimum: $20,000 Minimum fee: Ranges from $250 to $1,500 minimum annual fees depending on program

Location

50 South La Salle

Chicago, IL 60603

Most active in

Illinois

Work history

Northern Trust Securities, Inc.

2024 - Present (2 years)

Northwestern Mutual Investment Management

2020 - 2023 (3 years)

Northwestern Mutual Life Insurance Company

2020 - 2023 (3 years)

Unemployed

2020 - 2020 (1 year)

Robert Half

2019 - 2020 (1 year)

Unemployed

2019 - 2019 (1 year)

State Senate Minority Leader Jennifer Shilling

2018 - 2019 (1 year)

State Senate Democratic Committee-Whelton for Senate

2018 - 2018 (1 year)

Nitty Gritty

2017 - 2018 (1 year)

Full Time Education - University of Wisconsin-Madison

2015 - 2018 (3 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Richard S

Series 63, Series 65

Chicago, IL

SRC Capital Management

Active portfolio management Concentrated stock management
user avatar

Julia Z

CFP®, Series 63, Series 65

Chicago, IL

Genfi LLC

College savings (529s, UTMA, etc.) Equity compensation tax strategy Options & derivatives strategies Executive
user avatar

Brian W

Series 65

Chicago, IL

Bright Lantern Financial LLC

Passive / index investing Tax-loss harvesting College savings (529s, UTMA, etc.) General retirement planning

Brett W

CFP®

Brookfield, IL

Wysopal Wealth

At Wysopal Wealth, we specialize in helping high-income professionals and former athletes manage the complexities of equity compensation and variable income. Our goal is to make sure your money works for you—today and for the future. We focus on creating personalized, values-driven financial plans that allow you to live fully now while planning for what’s next. I’m Brett Wysopal, a proud girl dad of two and a former minor pro hockey player. My experience in sports taught me discipline, focus, and resilience, all of which I apply to financial planning. After spending years navigating the world of equity compensation, I’ve made it my mission to help families simplify their finances, reduce tax burdens, and achieve their life goals. Our approach at Wysopal Wealth is rooted in personalized attention. We keep our client list small, ensuring every client receives the time and care they deserve. We dive deep into your financial situation, understanding your numbers, values, and what matters most to you. This allows us to tailor your financial strategy to your unique goals, whether that’s managing your equity, preparing for retirement, or planning a family legacy. Equity compensation is often the largest part of our clients' wealth, but it comes with complexities—ISOs, RSUs, stock options, and significant tax implications. Many people wait too long to make decisions about their equity, resulting in missed opportunities or unexpected tax bills. At Wysopal Wealth, we take a proactive approach, creating a strategy for when and how to execute your equity plans, minimize tax liability, and diversify your holdings. At Wysopal Wealth, financial happiness is the goal. We believe that money should support the life you want, and we’re here to help you make that happen.

Equity Recipients (RS/RSU, SOP, ESPP) General tax planning Technology Professional Gen Y/Millennials (Born 1980-1995)
user avatar

Michael C

Series 65

Chicago, IL

MJC Financial Fitness LLC

College savings (529s, UTMA, etc.) Cash flow / budgeting
user avatar

Nauman B

Series 65

Chicago, IL

Old Forge Advisors

Wealth management
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")