Advisor at Nations Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Independence, IA 50644
Credentials
Series 66
Industry experience
2 years
Heather Cox is a financial advisor at Nations Financial Group, Inc. with two years of industry experience. She holds a Series 66 designation and has previously worked at BankIowa, Thrivent Financial, Ohnward Bank and Trust, and other financial institutions. Outside of her advisory work, she assists with an e-commerce electronic retail business and works as a cashier at a vendor during college sporting events. Nations Financial Group, Inc. provides investment advisory services to a diverse client base, including individuals, high-net-worth investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm’s investment approach combines proprietary model portfolios with the option to select outside managers, allowing advisors to tailor strategies based on client objectives, risk tolerance, and liquidity needs.
Based on Nations Financial Group, Inc.
Based on Nations Financial Group, Inc.
Financial Consulting services charged on a one-time basis, fee varies and is negotiated per client agreement.
$0+: Up to 2.25% for discretionary, non-discretionary, and sub-adviser advisory accounts (additional transaction or trading costs may apply) $0+: Up to 2.50% for all-inclusive wrap accounts (NFGI Wrap) where transaction costs are included in the fee $0+: 0.10% - 0.30% for NFGI 401K Portfolios offered as 3(38) manager $0+: Up to 1.50% for NFGI Portfolios, may be discounted by the IAR
Commissions earned by IARs acting as registered representatives on securities transactions in commission-based brokerage accounts.
Account minimum: $25,000
230 1st St. E
Independence, IA 50644
Iowa
Nations Financial Group, Inc.
2023 - Present (3 years)
BankIowa
2023 - Present (3 years)
Thrivent Financial
2023 - 2023 (1 year)
Thrivent Investment Management Inc
2023 - 2023 (1 year)
Unemployed
2023 - 2023 (1 year)
Ohnward Bank and Trust
2020 - 2023 (3 years)
Hall Lending Group
2020 - 2020 (1 year)
Sag Wagon Deli and Brew
2020 - 2020 (1 year)
Kerndt Brothers Savings Bank
2018 - 2020 (2 years)
Keystone Savings Bank
2016 - 2018 (2 years)
NXT Bank
2014 - 2016 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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