Advisor at U.S. Bancorp Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
U.S. Bancorp Advisors, LLC
Location
Tempe, AZ 85281
Credentials
Series 63, Series 66
Industry experience
25 years
Harold Smith is a financial advisor with U.S. Bancorp Advisors, LLC, holding Series 63 and Series 66 licenses and over 25 years of industry experience. His prior roles include positions at Wells Fargo Bank, The Prudential Insurance Company of America, Pruco Securities LLC, Bank of America, and Merrill. Outside of finance, he is a partial owner of Farmacy Juice Bar LLC, a food trailer business in Phoenix, AZ. U.S. Bancorp Advisors provides investment advisory services through its Personal Portfolios Wrap Program, serving individuals, charitable organizations, businesses, and retirement accounts. The firm uses a combination of third-party investment managers, technology platforms, and proprietary model portfolios to deliver customized portfolio management and related brokerage services.
Based on U.S. Bancorp Advisors, LLC
Based on U.S. Bancorp Advisors, LLC
Transaction-based charges or commissions may apply if implementing the financial plan through USBA brokerage services.
1101 W Washington St
Tempe, AZ 85281
Arizona · California · Louisiana · New York · Oregon · South Carolina · Texas · Vermont · Washington
U.S. Bancorp Advisors, LLC
2023 - Present (3 years)
Wells Fargo Bank, nA
2021 - 2023 (2 years)
Wells Fargo Clearing
2021 - 2023 (2 years)
The Prudential Insurance Company of America
2019 - 2021 (2 years)
Pruco Securities LLC
2018 - 2021 (3 years)
BANK of AMERICA, N.A.
2014 - 2019 (5 years)
Merrill
2014 - 2019 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 65, Series 66
Mesa, AZ
Larson Wealth Management, LLC
CFP®, Series 63, Series 66
Scottsdale, AZ
Echelon Private Wealth LLC
CFP®, Series 65
Gilbert, AZ
Kingdom Wealth Advisers
Series 65
Phoenix, AZ
Betts LLC
Series 66
Chandler, AZ
Vibrant Wealth
CFP®, Series 63
Scottsdale, AZ
Musser Financial Planning, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")