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Harold Knight

Advisor at Cape Investment Advisory, Inc.

Updated today
Cape Investment Advisory, Inc. logo

Firm

Cape Investment Advisory, Inc.

Location

Slatington, PA

Credentials

Series 63, Series 65

Industry experience

18 years

About

Harold Knight is a financial advisor with Cape Investment Advisory, Inc. He holds Series 63 and Series 65 licenses and has 18 years of industry experience. He currently serves as Compliance Director at AMGlobe Consulting, LLC, a regulatory compliance consulting firm. Cape Investment Advisory provides investment management, financial planning, and retirement plan advisory services to individuals, trusts, corporations, and qualified plans. The firm manages approximately $402 million in assets and supports about 1,624 clients through a multi-office network of around 40 advisors who tailor portfolios using fundamental, technical, and macroeconomic analysis.

Client services

Based on Cape Investment Advisory, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cape Investment Advisory, Inc.

Private / alternative investments Options & derivatives strategies

Fee options

Percentage

$0 - $250,000: 2.75% total fee (includes 0%–2.45% management fee + $0.30 execution/clearing fee) $250,000 - $500,000: 2.50% total fee (includes 0%–2.20% management fee + $0.30 execution/clearing fee) $500,000 - $1,000,000: 2.25% total fee (includes 0%–2.00% management fee + $0.25 execution/clearing fee) $1,000,000 - $2,000,000: 1.95% total fee (includes 0%–1.75% management fee + $0.20 execution/clearing fee) $2,000,000 - $5,000,000: 1.65% total fee (includes 0%–1.45% management fee + $0.20 execution/clearing fee) $5,000,000+: 1.35% total fee (includes 0%–1.20% management fee + $0.15 execution/clearing fee)

Other

Account minimum: $25,000 Minimum fee: Minimum fee of $350 Fee-only: Fees are fee-only; no commissions on advisory fees.

Location

Slatington, PA

Most active in

Georgia · Pennsylvania

Work history

First Asset Financial Inc

2025 - Present (1 year)

CAPE Insurance Solutions

2023 - Present (3 years)

American Global Wealth Management, Inc.

2023 - Present (3 years)

CAPE SECURITIES, iNC.

2023 - Present (3 years)

Cape Investment Advisory, Inc.

2023 - Present (3 years)

self Employed

2023 - 2023 (1 year)

Sharenett Securities Llc

2023 - 2023 (1 year)

Securities Compliance Management

2023 - 2023 (1 year)

CAPE SECURITIES INC.

2021 - 2023 (2 years)

American Global Wealth Management, Inc.

2021 - 2023 (2 years)

Cape Investment Advisory, Inc.

2021 - 2023 (2 years)

Erie Insurance

2020 - 2021 (1 year)

Raymond james Financial Services, Inc.

2019 - 2020 (1 year)

RAYMOND James FINANCIAL SERVICES ADVISORS, INC.

2019 - 2020 (1 year)

Weedman Lawn Care

2019 - 2019 (1 year)

New York LIfe

2018 - 2019 (1 year)

Unemployed/Study Group Participate

2018 - 2018 (1 year)

VTC Cellular

2018 - 2018 (1 year)

Masters Home Solutions

2018 - 2018 (1 year)

State farm

2017 - 2018 (1 year)

Axa Advisors, Llc

2017 - 2017 (1 year)

Park Avenue securities

2016 - 2017 (1 year)

Robert Half/Study

2016 - 2016 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Edward K

Series 66

Allentown, PA

Elk Capital Advisors, LLC

Options & derivatives strategies Annuities
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Leo F

Series 63

Orefield, PA

Investors' Choice Advisory Services, LLC

General retirement planning Wealth management Long-term care insurance Life insurance needs analysis Self-Employed
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Jason A

Series 63, Series 65

Bethlehem, PA

Weyhill Investment Counsel, LLC

Tax-loss harvesting Wealth management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive

Dave R

CFP®

Bethlehem, PA

Rowan Financial LLC

Hi, I'm Dave Rowan. As the President and Founder of Rowan Financial, my primary responsibility is to provide my clients with the tools and encouragement they need to achieve their most important goals. With over 16 years of experience in the financial services industry, I specialize in assisting real estate investors, pre-retirees and new families in growing their wealth, and bettering their own lives along with the lives of their family and community. Before founding Rowan Financial in 2011, I spent 24 years at Crayola, where I most recently served as the Director of Research & Development. Over the course of my career, I have obtained the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation and the Series 65 Advisor Law Certification. I hold a Bachelor of Science in Chemical Engineering from Penn State, obtained in 1992, and an MBA from Lehigh University, earned in 2000. I am also a member of the National Association of Personal Financial Planners (NAPFA) and the XY Planning Network, which affords me the opportunity to participate in multiple masterminds and study groups to learn from others and continue to enhance my skills as an advisor. I get to know each of my clients personally and understand what really matters to them beyond the numbers on their account statements. Should we work together, you will know what is possible for you in your life, and you will receive a prioritized Financial Action Plan along with the encouragement you need. I am especially passionate about helping people navigate big transitions in their lives, whether that be leaving your corporate job for full time entrepreneurship, buying your first investment property or starting a new family. I have personal experience in each of these areas and bring that technical expertise to bear should we work together. I also recognize that, like me, you’re a human being dealing with all of the emotions and concerns that these changes can bring up. When we talk about your finances, we’ll always talk about the “math” as well as the “quality of life” implications of each decision and make the call that’s best for you and those you love. When I'm not helping clients, I enjoy hiking, pickleball, trying to show up for all of my appointments with my trainer at the gym, traveling with my adult children and family, having deep conversations with my wife Stacy, and engaging in personal development to better understand myself and better serve others.

General retirement planning Real Estate Professional Approaching retirement Young Families

Jessica G

CFP®, EA

Allentown, PA

Pavilion Financial Planning

Whether you’re a tech worker who’s just received RSUs for the first time or you're a long-term employee needing a plan for all your ISOs, you’ve found the right place. I do this work because I believe everyone deserves quality financial planning. When you work with me, you get personalized, one-on-one financial guidance. That means no more sifting through heaps of personal finance articles, stressing about what you’re missing. You get a financial professional who can answer your burning questions – including the ones you didn’t think to ask. Life changes constantly – the same goes for your finances. With ongoing financial planning, you’ll get recommendations based on your unique financial situation. We’ll meet every quarter to keep your financial plans fresh, and I’m here to help you get things done. Learn more about my services here: https://www.pavilionfp.com/services/

Equity Recipients (RS/RSU, SOP, ESPP) Women Professionals Young Professionals Gen Y/Millennials (Born 1980-1995)
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Judith M

Series 65

Allentown, PA

JMM Financial, LLC

General retirement planning Wealth management General tax planning
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