Gerald Shaw Jr.
Advisor at Forefront
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Forefront
Location
Austin, TX 78735
Credentials
CFP®, Series 63, Series 65
Industry experience
41 years
About
Gerald Shaw is a CFP® professional with 41 years of industry experience, currently serving at Forefront. His prior roles include positions at Stark Financial Advisers, Mutual Trust Company of America Securities, and Calton & Associates. Outside of his advisory work, he owns and operates Seminole Tax Pros, LLC, a tax preparation and consulting business. Forefront provides investment management and financial planning services to individuals, high-net-worth clients, and select businesses, offering customized investment policies and asset-allocation targets that incorporate fundamental and cyclical analysis alongside third-party managers.
Client services
Based on Forefront
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Forefront
Business exit / sale strategy
Business ownership considerations
Business succession planning
Cash flow / budgeting
Planning for children with special needs
Fee options
Financial planning fixed fees range from $2,500 to $100,000; Estate planning coordination fixed fees range from $300 to $10,000.
Negotiable blended rate up to 3% annually
Compensation from sale of securities or investment products including asset-based sales charges or service fees from mutual funds sales; specific amounts not stated.
$150 to $1,000 per hour depending on service level and professional.
Location
7500 Rialto Blvd, Bldg 1, Suite 250
Austin, TX 78735
Most active in
Gerald S has reported serving >5 clients in these states in the last 12 months.
Florida
Work history
Forefront DBA Summit Advisor, LLC
2023 - Present (3 years)
Calton & Associates, Inc.
2023 - Present (3 years)
Stark Financial Advisers, Inc.
2020 - 2023 (3 years)
R. M. Stark & Co., Inc.
2020 - 2023 (3 years)
Mutual Trust Company of America Securities
2015 - 2020 (5 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Kai L
Series 66
Austin, TX
Solaris Private Wealth Management
Andrew O
CFA®, Series 65
Austin, TX
Blue Tower Asset Management, LLC
Mark M
CFP®, Series 63
Austin, TX
Mark Monreal & Associates
Christopher D
Series 66
Austin, TX
DeStefano Wealth Management
Michael M
CFP®, Series 63
Austin, TX
Mullett Financial LLC
Charles B
Series 65
Austin, TX
Barnett Capital Management, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")