Advisor at Cape Investment Advisory, Inc.
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Firm
Cape Investment Advisory, Inc.
Location
Addison, TX 75001
Credentials
Series 66
Industry experience
22 years
Gerald Dietz is a financial advisor at Cape Investment Advisory, Inc. with 22 years of industry experience. He holds a Series 66 designation and has worked at Cape Securities since 2018. Dietz also serves as an adjunct instructor at Richland College. Cape Investment Advisory provides investment management, financial planning, and retirement plan advisory services to individuals, trusts, corporations, and qualified plans. The firm employs a network of advisors who tailor asset allocation and portfolio construction using various analytical methods and offers a range of service models, including discretionary management and 401(k) counseling.
Based on Cape Investment Advisory, Inc.
Based on Cape Investment Advisory, Inc.
$0 - $250,000: 2.75% total fee (includes 0%–2.45% management fee + $0.30 execution/clearing fee) $250,000 - $500,000: 2.50% total fee (includes 0%–2.20% management fee + $0.30 execution/clearing fee) $500,000 - $1,000,000: 2.25% total fee (includes 0%–2.00% management fee + $0.25 execution/clearing fee) $1,000,000 - $2,000,000: 1.95% total fee (includes 0%–1.75% management fee + $0.20 execution/clearing fee) $2,000,000 - $5,000,000: 1.65% total fee (includes 0%–1.45% management fee + $0.20 execution/clearing fee) $5,000,000+: 1.35% total fee (includes 0%–1.20% management fee + $0.15 execution/clearing fee)
Account minimum: $25,000 Minimum fee: Minimum fee of $350 Fee-only: Fees are fee-only; no commissions on advisory fees.
15305 Dallas Parkway Suite 1200
Addison, TX 75001
Texas
Cape Securities, Inc.
2018 - Present (8 years)
Richland College
2017 - Present (9 years)
WBB Securities, LLC.
2016 - 2017 (1 year)
Keystone Capital Corporation
2014 - 2016 (2 years)
Itt Technical Institute
2014 - 2016 (2 years)
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Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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They provide trust and estate administration services, typically for separate fees.
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Other specialized services
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Series 65
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