Advisor at Bates Financial Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Bates Financial Advisors, Inc.
Location
Rockford, IL 61107
Credentials
Series 63, Series 65
Industry experience
35 years
George Bates is a financial advisor at Bates Financial Advisors, Inc. in Austin, TX, with 35 years of industry experience. He holds Series 63 and Series 65 licenses and is a licensed attorney admitted in Illinois and various federal courts. In addition to his advisory work, he manages Global Proppant Supply LLC, which develops frac sand projects in Wisconsin. Bates Financial Advisors, Inc. is an SEC-registered advisory team of seven professionals managing approximately $395 million for around 426 clients. The firm offers portfolio management, financial planning, and consulting services to individuals, pension and profit-sharing plans, charitable organizations, corporations, and governmental entities, using personalized investment policies and a range of financial instruments.
Based on Bates Financial Advisors, Inc.
Financial planning and consulting services fixed fees range from $500 to $15,000
0.25% to 1.00% annually (range depending on account size and negotiated terms)
Commissions earned by registered representatives on securities transactions and insurance commissions separate from advisory fees
Financial planning and consulting services hourly rates range from $75 to $1,000 per hour
Account minimum: $100,000 Minimum fee: Minimum quarterly fee of $175 Fee-only: Financial planning and consulting services charged hourly ($75 to $1,000 per hour) or fixed fee ($500 to $15,000)
8437 Northern Ave
Rockford, IL 61107
Arizona · Florida · Illinois · Texas · Wisconsin
Bates Financial Advisors, Inc.
2020 - Present (6 years)
Bates Financial Group, Inc.
2020 - Present (6 years)
Bates Securities, Inc.
2020 - Present (6 years)
Bates Securities, Inc.
2015 - 2018 (3 years)
Bates Financial Group, Inc.
2015 - 2018 (3 years)
ASG Holdings, LLC
2013 - 2025 (12 years)
Global Proppant Supply LLC
2013 - Present (13 years)
Bates Enterprises
1980 - 2018 (38 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 65
Loves Park, IL
Quam Wealth Advisory Group LLC
Series 63, Series 65
Rockford, IL
Pathfinder Advisory, Inc.
Series 63, Series 65
Loves Park, IL
DiBenedetto & Associates Ltd
ChFC®, Series 63, Series 65
Rockford, IL
Midwest Financial Associates, Inc.
Series 63
Rockford, IL
Bates Financial Advisors, Inc.
Series 63, Series 65
Rockford, IL
DiBenedetto & Associates Ltd
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