Advisor at Austin Financial Strategies, Inc.
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Firm
Austin Financial Strategies, Inc.
Location
Indianapolis, IN 46237
Credentials
Series 63, Series 65
Industry experience
33 years
Gene Austin is the principal of Austin Financial Strategies, Inc., an independent registered investment adviser based in Indianapolis, IN. He holds Series 63 and Series 65 licenses and has 33 years of industry experience. Prior to founding Austin Financial Strategies in 2011, he has been involved with MoneyBlock since 2015. Outside of his financial advisory work, he owns and operates Austin Speed and Agility, a business focused on training athletes in speed and agility. Austin Financial Strategies serves individual clients, retirement plans, and business entities with discretionary portfolio management and financial planning. The firm employs a blend of asset allocation, fundamental and technical analysis, and utilizes Morningstar-based model portfolios across mutual funds, ETFs, and individual equities, offering both active and passive management approaches.
Based on Austin Financial Strategies, Inc.
Financial planning services fees range from $150 to $20,000 depending on service type; comprehensive plans range from $700 to $20,000.
$50,000 - $499,000: 1.50% - 2.00% $500,000 - $999,000: 1.25% - 1.75% $1,000,000+: 1.00% - 1.50%
Insurance products recommended by owner are commission-based but separate from advisory fees.
Up to $200/hour for specialty financial planning services.
Financial planning retainer fees range from $35 to $250 per month.
Account minimum: $10,000 Fee-only: Negotiable fees based on assets under management; example tiers provided but fees are negotiable.
5110 Commerce Square Dr, Suite G
Indianapolis, IN 46237
Indiana
MoneyBlock
2015 - Present (11 years)
Austin Financial Strategies
2011 - Present (15 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Indianapolis, IN
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CFP®, Series 63
Beech Grove, IN
Henthorn Agency, Inc.
Series 63, Series 65
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RIM Group
CFA®, Series 63, Series 65
Indianapolis, IN
Swartz Advisory LLC
Series 65
Franklin, IN
Wealth Team LLC
Series 63, Series 66
Indianapolis, IN
Millennial Financial Planning
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