Advisor at Emerson Equity LLC
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Firm
Emerson Equity LLC
Location
Nogales, AZ 85621
Credentials
Series 63, Series 66
Industry experience
24 years
Ernesto Chavez Jr. is a financial advisor at Emerson Equity LLC with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Emerson Equity since 2022, following seven years at Western International Securities, Inc. Outside of investment advising, he is a licensed CPA who prepares individual and business income tax returns and assists clients with accounting reconciliation and estate planning. Emerson Equity is an SEC-registered investment adviser serving a diverse client base that includes high-net-worth individuals, pension plans, and charitable organizations. The firm employs a range of investment strategies from capital preservation to aggressive growth and offers specialized solutions such as portfolio evaluation and concentrated stock hedging.
Based on Emerson Equity LLC
Based on Emerson Equity LLC
Financial planning flat fees range from $1,500 to $75,000 or more; portfolio evaluation services typically $1,500; flat fee portfolio management negotiated
$0+: Negotiable, up to 2.5% maximum annually +: Management fee for Private Placement Life Insurance: typically either a flat fee of $25,000-$50,000 per annum charged quarterly in advance, or a percentage fee up to 0.5% annually capped at $50,000 per annum (0.125% quarterly in advance)
Broker-dealer commissions on securities transactions including 12b-1 fees from mutual funds; commissions on insurance and alternative investment products
Insurance consulting hourly rate varies between $75 and $250 per hour
Minimum fee: Flat fee for financial plans typically ranges from $1,500 to $75,000 or more; Portfolio Evaluation Services flat fee typically approximates $1,500 Fee-only: Flat fees for financial plans and portfolio evaluation services; hourly rates for insurance consulting ($75 to $250 per hour)
545 N. Grand Ave, Suite 5
Nogales, AZ 85621
Arizona
Emerson Equity, LLC
2022 - Present (4 years)
LIDEN Financial, LLC
2022 - Present (4 years)
Western International Securities, Inc.
2015 - 2022 (7 years)
Ernesto Chavez
2001 - Present (25 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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