Advisor at NewSong Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
NewSong Capital Management, Inc.
Location
Hoover, AL
Credentials
Series 65, Series 66
Industry experience
19 years
Ernest Smith is a financial advisor at NewSong Capital Management, Inc. with 19 years of industry experience. He holds Series 65 and Series 66 designations and has worked at firms including NexAdvisors, COUNTRY Trust Bank, and LPL Financial LLC. He is an owner of ERISA Specialists LLC but is not currently active in its operations. NewSong Capital Management provides investment management and financial planning services to individuals, trusts, pension plans, charitable organizations, and businesses. The firm offers customized portfolio management across various asset classes, integrating risk management and employing strategies that may include derivatives and margin, combined with a subscription-style financial planning model.
Based on NewSong Capital Management, Inc.
Based on NewSong Capital Management, Inc.
Annual flat fee for pension plans (minimum $1,500); Financial planning one-time fee $2,500
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000 - $5,000,000: 0.65% $5,000,000 - $10,000,000: 0.75% $10,000,000 - $20,000,000: 0.50% $20,000,000 - $30,000,000: 0.40% $30,000,000 - $50,000,000: 0.30% $50,000,000+: 0.25%
Minimum fee: Minimum annual flat fee of $1,500 for pension plans when charged as a flat fee Fee-only: Financial planning fees: $2,500 one-time fee plus $125 per month ongoing
Hoover, AL
Alabama · California
NewSong Capital Manacement, Inc.
2023 - Present (3 years)
NexAdvisors, LLC
2022 - 2023 (1 year)
Wealth Prime
2022 - 2022 (1 year)
COUNTRY Trust Bank
2020 - 2022 (2 years)
COUNTRY Capital Management Company
2020 - 2022 (2 years)
COUNTRY insurance affiliates
2020 - 2022 (2 years)
Aspis Advisors
2019 - 2020 (1 year)
Principal Securities Registration
2019 - 2020 (1 year)
Principal Life Insurance Company
2019 - 2020 (1 year)
LPL Financial
2017 - 2019 (2 years)
ERISA Specialists/Benefit Professionals
2014 - 2019 (5 years)
Oneamerica Securities
2009 - 2017 (8 years)
American United LIfe
2008 - 2017 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 65
Hoover, AL
Plimsoll Financial Planning, LLC
CFP®, Series 63, Series 65
Birmingham, AL
DMC Wealth Management, LLC
Series 66
Birmingham, AL
Sutton Financial Group
CFP®
Vestavia Hills, AL
Four10 Planning
Hello! I am Rebecca Yerby, CFP® and the founder of four10 planning. I reside in Birmingham, AL with my husband, two sons, and two dogs. I work with clients both locally and virtually and strive to build deep meaningful relationships with my clients. In April of 2023, I launched four10 planning to serve mission-driven millennials and their families and help them achieve their financial goals. My goal is to help clients build solid financial foundations to give them the freedom to live generously by giving of their time, talents, and resources back to their communities. Financial services has often underserved millennials and their families, and I am looking to change that. Through advice-only, comprehensive financial planning and financial education, we strive to help our clients feel confident in their financial lives so they can focus on all of the other things that are important to them. When I'm not working with clients or spending time with family, you can find me actively involved in my church and local community.
Series 63, Series 65
Birmingham, AL
Anderson Asset Management
CFP®, Series 63
Birmingham, AL
Wesban Financial Consultants, P.C.
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