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Emily Winter

Advisor at OSAIC

Updated today

Location

Tell City, IN 47586-0337

Credentials

Series 63, Series 65

Industry experience

18 years

About

Emily Winter is a financial advisor at Osaic with 18 years of industry experience. She holds Series 63 and Series 65 credentials and previously worked for Sagepoint Financial, Inc. for 14 years. Winter serves as a board member of the And-Tro Water Authority, a nonprofit focused on water expansion in the rural community. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a wide range of clients, including individual investors, pension plans, corporations, and charitable organizations. The firm offers various advisory programs and uses a comprehensive investment process that incorporates risk tolerance, asset allocation, and portfolio optimization tools.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

1301 Main Street

Tell City, IN 47586-0337

Most active in

Indiana

Work history

OSAIC

2023 - Present (3 years)

Sagepoint Financial, Inc.

2009 - 2023 (14 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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James W

CFP®, Series 63

Tell City, IN

Commonwealth Financial Network

James Waninger is a CFP® professional with 32 years of industry experience, currently affiliated with Commonwealth Financial Network and serving as Owner and President of Onyx Private Wealth, Inc. Prior to his current roles, he worked at Ameriprise Financial Services, Inc. for 14 years. He is also a board member of the Perry County Sheriff's Merit Board. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors, providing a range of advisory programs and services including wealth management, retirement plan consulting, and access to third-party asset managers. The firm offers various program structures and supports advisors with operations, trading, technology, investment management, compliance, and practice-management resources.

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James W

Series 66

Tell City, IN

Commonwealth Financial Network

James Waninger is a financial advisor with Commonwealth Financial Network based in Tell City, Indiana. He holds a Series 66 designation and has five years of industry experience. His prior roles include positions at Onyx Private Wealth and J. Kevin Waninger. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients, providing a range of advisory programs, wealth management, and retirement plan consulting services. The firm supports affiliated advisors with operations, trading, technology, investment management, compliance, and practice-management resources.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Madeline D

Series 66

Tell City, IN

Commonwealth Financial Network

Madeline Dauby is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and three years of industry experience. She has held positions at Onyx Private Wealth, Old National Bank, Indiana University, and Perry Central Junior/Senior High School. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their clients. The firm offers various advisory programs and services, including discretionary model portfolios and personalized investment solutions, while providing operational, compliance, and practice-management support to affiliated advisors.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Jonathan S

Series 63, Series 66

Tell City, IN

Edward Jones

Jonathan Scheer is a financial advisor with Edward Jones in Tell City, IN, holding Series 63 and Series 66 designations and 37 years of industry experience. He has been with Edward Jones since 1988. Outside of his advisory role, he serves as a trustee at Emmanuel Lutheran Church in Tell City. Edward Jones is a full-service wealth management firm serving both individual and institutional clients. The firm manages approximately $1.01 trillion in assets with a large network of financial advisors and branches, offering a range of advisory programs and affiliated investment products under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Trennis X

ChFC®, Series 66

Santa Claus, IN

Edward Jones

Trennis Xanders II is a financial advisor at Edward Jones with 12 years of industry experience. He holds the ChFC® designation and Series 66 license and has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, affiliated mutual funds, and overlay services, supported by a large national network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Seth W

Series 66

Santa Claus, IN

Raymond James Financial

Seth Windell is a financial advisor at Raymond James Financial with 18 years of industry experience. He holds a Series 66 designation and has been with Raymond James since 2007. Windell served on the Santa Claus Town Council for ten years, from 2013 to 2023. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, charitable organizations, and municipal entities. The firm provides financial planning and non-discretionary investment consulting, emphasizing tailored strategies through fact-finding interviews, risk profiling, and a variety of implementation options.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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