Advisor at Main Street Research LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Main Street Research LLC
Location
Greenwich, CT 06830
Credentials
Series 65
Industry experience
< 1 year
$0 - $2,000,000: 1.2500% $2,000,001 - $5,000,000: 1.0000% $5,000,001 - $10,000,000: 0.7500% $10,000,001 - $20,000,000: 0.5000% $20,000,001 - $30,000,000: 0.2500% $30,000,001 - $50,000,000: 0.1500% $50,000,001 - >$60,000,000: 0.1000%
$400 per hour
Performance fee based on net profits with rates from 5% to 1% depending on asset tiers
Account minimum: $1,000,000 for Traditional Fee Schedule; $1,100,000 for Performance-Based Fee Schedule
Main Street Research LLC
2024 - Present (2 years)
White Hart Inn
2023 - 2024 (1 year)
Unempolyed
2021 - 2023 (2 years)
Beltrano Law, LLC
2020 - 2021 (1 year)
Deloitte and Touche
2020 - 2021 (1 year)
JPMorgan Chase and Co.
2018 - 2020 (2 years)
Law Offices of Mark Sherman
2017 - 2018 (1 year)
Fairefiled University
2015 - 2020 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Seahorse Financial Advisers Inc.
Series 63, Series 66
Lakeville, CT
Vizcaya Capital, LLC
Series 65
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Main Street Research LLC
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