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Elizabeth Topping

Advisor at MWA Financial Services Inc.

Updated today

Location

Ashland, KY 41101

Credentials

Series 63, Series 65

Industry experience

5 years

About

Elizabeth Topping is a financial advisor at MWA Financial Services Inc. with five years of industry experience. She holds Series 63 and Series 65 licenses and has worked with firms including Mutual of Omaha and Modern Woodmen of America. Outside of her advisory role, she is involved in direct sales with DoTerra Essential Oils and Mary Kay Cosmetics. MWA Financial Services Inc. serves individuals, trusts, corporations, charitable organizations, and employer-sponsored retirement plans through a network of 134 advisors. The firm offers tiered financial planning, adviser-managed and third-party managed accounts, and access to commissionable products via its affiliation with Modern Woodmen of America.

Client services

Based on MWA Financial Services Inc.

Financial planning Portfolio management Selection of other advisers

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Fee options

Fixed

$25-$10,000 for financial planning services

Percentage

$0+: 0.25-1.50% $0+: 0.05-1.50% (Advisory 401(k) plan assets)

Commissions

Commission-based fees from sales of securities, annuities, mutual funds, and other products; varies by product and transaction

Project-based

$25-$500 per hour for financial planning services

Other

Account minimum: $50,000 Fee-only: Financial Planning Services charged as hourly rates between $25 and $500 per hour and/or flat fees between $25 and $10,000

Location

1212 Bath Avenue, Suite 408

Ashland, KY 41101

Most active in

Kentucky · Ohio · West Virginia

Work history

MWA Financial Services, Inc,

2025 - Present (1 year)

Modern Woodmen of America

2024 - Present (2 years)

Topping Insurance and Financial Services, LLC

2022 - Present (4 years)

Mutual of Omaha Insurance Company

2019 - 2025 (6 years)

Mutual of Omaha Investor Services

2019 - 2025 (6 years)

DoTERRA Essential Oils

2015 - Present (11 years)

Mary Kay

2003 - Present (23 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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William H

CFP®, Series 63

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General retirement planning Income planning General tax planning Life insurance needs analysis
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Leif C

Series 63, Series 65

Ashland, KY

Leif Clarke Wealth Management, Inc.

Leif Clarke is the principal of Leif Clarke Wealth Management, Inc. in Ashland, KY, with 29 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Private Client Services from 2015 to 2017. Clarke serves as a board director and designated investment professional for Ramey Estep Homes, Inc., a charitable organization serving troubled youth. Leif Clarke Wealth Management, Inc. is an independent, state-registered investment adviser managing approximately $57.2 million across 161 clients. The firm provides portfolio management and retirement-plan advisory services to individuals, businesses, banks, thrifts, credit unions, trusts, and estates, following a value-oriented investment approach tailored to client-specific risk tolerance and income needs.

Options & derivatives strategies Concentrated stock management Retirement income strategy
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Series 63, Series 65

Ashland, KY

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Options & derivatives strategies Concentrated stock management Retirement income strategy
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Malcolm M

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Huntington, WV

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Malcolm Maclaren is a financial advisor at Global Value Investment Corporation with three years of industry experience. He holds a Series 65 designation and has a background that includes legal and compliance roles, such as positions at the Law Offices of Malcolm J. MacLaren and The Circuit Court of Cook County, Illinois. Outside of his advisory role, he is a co-member of Machair, LLC, a commercial real estate business. Global Value Investment Corporation provides discretionary portfolio management to individual and high-net-worth clients, as well as sub-advisory services to other registered investment advisers. The firm emphasizes fundamental research to identify undervalued securities and employs both short- and long-term investment strategies, including activist and concentrated positions.

Active portfolio management Concentrated stock management Options & derivatives strategies Private / alternative investments
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Chandis F

Series 63, Series 65

Russell, KY

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Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Christopher H

Series 63, Series 65

Flatwoods, KY

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Retirement income strategy Roth conversion strategy Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Founder/Business Owner Executive
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