Advisor at Riggs Asset Management Co Inc
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Riggs Asset Management Co Inc
Location
Dallas, PA 18612
Credentials
Series 65
Industry experience
13 years
Based on Riggs Asset Management Co Inc
Based on Riggs Asset Management Co Inc
Fixed charge for family office services, amount negotiated individually
$0 - $5,000,000: 1.0% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $15,000,000: 0.75% $15,000,001+: Negotiable
$300 per hour for investment advice not involving investment management
Minimum fee: $1,500 per account per year minimum on sub-advisory fee Fee-only: Annual investment management fee based on assets under management; hourly consulting at $300/hour; fixed charge for family office services (amount individualized)
The Grand Highlands, Two Newberry Estates
Dallas, PA 18612
Pennsylvania
Riggs Asset Management Company
2001 - Present (25 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Series 65
Wilkes Barre, PA
Brookstone Wealth Advisors, LLC
The first half of my career was working in the healthcare industry. I earned a Bachelor of Science degree in Health Care Administration and a Master of Health Administration degree. Both degrees were earned from King's College, Wilkes Barre, PA. I'm also a licensed insurance agent and registered as an investment advisor representative with Brookstone Wealth Advisors. Aside from my healthcare skills transferring into financial advising, I listen to my clients without the hard selling.
CFP®, Series 63, Series 65
West Pittston, PA
Park Lane Financial Group LLC
Series 65
West Pittston, PA
Park Lane Financial Group LLC
Series 63, Series 65
Clark's Summit, PA
1st Financial Investment, Inc.
CFP®
Harveys Lake, PA
George J. Appel
Series 63
Clark's Summit, PA
1st Financial Investment, Inc.
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