Advisor at Raymond James & Associates
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Location
Brownsville, TN
Credentials
Series 63, Series 66
Industry experience
21 years
Elizabeth Bates is a financial advisor with Raymond James & Associates, holding Series 63 and Series 66 credentials and bringing 21 years of industry experience. She has been with Raymond James since 2017 and previously worked at First TN Bank and FTB Advisors, Inc. in 2016. Raymond James & Associates provides financial planning and investment consulting through its Wealth Advisory Services Program to a diverse client base, including individuals, employer-sponsored retirement plans, corporate and charitable entities, and government clients. The firm offers tailored financial plans and investment recommendations using firm research and planning tools, and also delivers institutional consulting and municipal finance services.
Based on Raymond James & Associates
Fixed (flat) dollar fees for planning and/or investment consulting services may apply, negotiated and disclosed in client agreement.
Financial advisors may earn commissions and/or trail fees for brokerage transaction-related services as registered representatives.
Hourly fees for planning and/or investment consultation services generally up to $400 per hour.
Fee-only: Planning and/or investment consulting fees may be hourly (up to $400/hour), fixed (flat) dollar fees, or percentage of assets under advisement (not to exceed 2.25%). Fees are negotiable and disclosed in client agreement.
Brownsville, TN
Tennessee
Raymond James & Associates
2017 - Present (9 years)
First TN Bank
2016 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Brownsville, TN
Lifemark Securities Corp.
Andrea Johnson is a financial advisor at Lifemark Securities Corp. with 18 years of industry experience. She holds the Series 66 designation and has worked at Lifemark since 2018. Prior to that, she was with Foresters Equity Services, Inc. from 2015 to 2018 and has owned and managed Golden Circle Life Insurance Agency since 2001. Outside of her advisory work, Johnson serves as a funeral director assisting with services at Rawls Funeral Home. Lifemark Securities Corp. provides fee-based investment advisory and financial planning services primarily to individual investors and retirement-plan sponsors. The firm offers tailored, suitability-driven advice with various managed account solutions and permits both discretionary and non-discretionary account management.
Series 63, Series 65, Series 66
Ripley, TN
Cambridge Investment Research Advisors
Jonathan Lafferty is a financial advisor with Cambridge Investment Research Advisors, holding Series 63, 65, and 66 licenses and possessing 27 years of industry experience. His prior roles include positions at Principal Securities Inc. and Principal Life Insurance, as well as operating his own firm, Lafferty & Associates, LLC. Outside of advising, he is involved in agriculture as a farm owner and serves as a FINRA arbitrator. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a wide network of independent professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing various account platforms and third-party strategists to deliver customized investment solutions.
ChFC®, Series 63
Ripley, TN
Cambridge Investment Research Advisors
John Moses IV is a financial advisor with Cambridge Investment Research Advisors and holds the ChFC® and Series 63 designations. He has 40 years of industry experience, including prior roles at Cantella & Co., Inc. and Delta Global Asset Management. In addition to his advisory work, he owns Greenbridge Insurance and Investment Services. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a large network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services using a variety of account platforms and investment strategies.
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