user avatar

Edward Hogan

Advisor at Rock Elm Capital Management LLC

Updated today
Rock Elm Capital Management LLC logo

Firm

Rock Elm Capital Management LLC

Location

Darien, CT 06820

Credentials

Series 63, Series 65

Industry experience

24 years

About

Edward Hogan is a financial advisor at Rock Elm Capital Management LLC with 24 years of industry experience. He holds Series 63 and Series 65 designations and has been with Rock Elm Capital Management since 2015. Hogan is also involved in business development activities through a personal LLC unrelated to securities. Rock Elm Capital Management provides capital-sourcing and structured financing for natural resource companies in sectors such as mining, metals, energy, and agriculture. The firm operates as an independent sponsor, structuring tailored transactions funded by specific investors and focusing on both high-return investment and trade and commodity finance portfolios.

Client services

Based on Rock Elm Capital Management LLC

Portfolio management General consulting services

Expertise

Based on Rock Elm Capital Management LLC

Private / alternative investments

Occupation focus

Based on Rock Elm Capital Management LLC

Founder/Business Owner

Fee options

Percentage

$0 - $50,000,000: 2.00% p.a. $50,000,000 - $100,000,000: 1.75% p.a. $100,000,000 - >$100,000,000: Negotiable

Performance-based

Performance-based fees or carried interest may be charged as detailed in client agreements or fund documents.

Location

30 Old Kings Highway South

Darien, CT 06820

Most active in

Connecticut

Work history

Rock Elm Capital Management LLC

2015 - Present (11 years)

Ba Securities, Llc

2015 - Present (11 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")