Advisor at Oceanic Capital Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Oceanic Capital Management LLC
Location
Red Bank, NJ 07701
Credentials
CFP®, CFA®, Series 63, Series 66
Industry experience
16 years
Douglas Lyons is a CFP® and CFA® with 16 years of industry experience. He has been with Oceanic Capital Management LLC since 2017 and also operates Douglas J. Lyons Financial Group Inc. since 2010. He holds Series 63 and Series 66 licenses. Oceanic Capital Management is a small, state-registered advisory firm serving individual and high-net-worth clients with approximately 90 client relationships and managing around $59 million in assets. The firm uses diversified, multi-asset allocation models based on modern portfolio theory and a mix of fundamental and technical analysis, offering both discretionary and non-discretionary portfolio management alongside financial planning and referrals to third-party money managers.
Based on Oceanic Capital Management LLC
Based on Oceanic Capital Management LLC
Financial planning services typically range from $3,500 to $5,000 per plan, negotiable and may be reduced or waived if client is an investment management client.
1% to 2.0% annually, negotiable based on total client relationships and assets under management
Commissions received for insurance product sales when clients purchase insurance through the firm or its principals; no advisory fees associated with these insurance products.
Financial planning services billed at $350 per hour if services are terminated before completion.
Account minimum: $250,000
125 Half Mile Road, Suite 200
Red Bank, NJ 07701
New Jersey
Oceanic Capital Management LLC
2017 - Present (9 years)
Douglas J.. Lyons Financial Group Inc.
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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