Advisor at TCP Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
TCP Asset Management, LLC
Location
Phoenix, AZ 85028
Credentials
Series 65, Series 66
Industry experience
23 years
Diron Tappin is a financial advisor at TCP Asset Management, LLC with 23 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at firms including Foreside Fund Services and O'Shares ETFs. Outside of his advisory role, Tappin is involved in youth sports management as president of the Arizona Youth Football League and is a partner in Golden Clouds LLC. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, providing discretionary portfolio management and financial planning with a focus on long-term trading and a combination of fundamental and technical analysis.
Based on TCP Asset Management, LLC
Fixed fees between $0 and $15,000 for financial planning and pension consulting plans.
All Assets+: 2.00% maximum annual fee for Portfolio Management All Assets+: 2.00% maximum annual fee for Pension Consulting
IARs receive commissions for sale of investment products; commissions are not primary compensation source.
Hourly fees between $0 and $500 for pension consulting; between $0 and $1,000 for financial planning.
Fee-only: Negotiable fixed fees between $0 and $15,000 for financial planning and pension consulting plans.
11130 N Tatum Blvd # 101
Phoenix, AZ 85028
Arizona
Tappin Power LLC
2025 - Present (1 year)
Diron Tappin
2021 - Present (5 years)
Arizona Youth Football League, Management
2021 - Present (5 years)
TCP Asset Management
2021 - Present (5 years)
United Planners Financial Services
2021 - Present (5 years)
TCP Asset Management, LLC
2021 - Present (5 years)
Foreside Fund Services LLC
2019 - 2021 (2 years)
Foreside Fund Services, Llc
2019 - 2021 (2 years)
Foreside Financial Group
2019 - 2021 (2 years)
Golden Clouds LLC
2018 - Present (8 years)
Scura Paley Securities, LLC
2018 - 2018 (1 year)
Scottsdale Unified School District
2018 - 2024 (6 years)
O'Shares ETFs
2015 - 2018 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Scottsdale, AZ
Echelon Private Wealth LLC
Series 65
Phoenix, AZ
Betts LLC
CFP®, Series 63
Scottsdale, AZ
Musser Financial Planning, LLC
Series 63, Series 65
Phoenix, AZ
FMT Investment Advisory
Series 63, Series 65
Scottsdale, AZ
Karpinski Financial, LLC
Series 65
Scottsdale, AZ
DeGreen Private Wealth, LLC
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