Advisor at Rochester Investments
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Rochester Investments
Location
Rochester, NY 14615
Credentials
Series 66
Industry experience
12 years
Diana Apostolova is a financial advisor at Rochester Investments with 12 years of industry experience. She holds a Series 66 designation and previously worked at Cadaret, Grant & Co., Inc. and Axa Advisors, LLC. Outside of her advisory role, she provides income tax return and payroll services. Rochester Investments serves individual investors, trusts, estates, retirement plan sponsors, corporations, charities, and foundations by offering discretionary portfolio management, financial planning, and corporate retirement plan consulting. The firm combines top-down macroeconomic asset allocation with bottom-up security analysis across various asset classes and integrates tax and payroll services alongside its investment offerings.
Based on Rochester Investments
Financial plan preparation fees: $2,500 (Silver), $3,500 (Gold), $4,500 (Platinum)
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $6,000,000: 0.75% $6,000,001 - $11,000,000: 0.65% $11,000,001+: 0.55%
$250 per hour for hourly financial planning fees
Account minimum: $500,000 (minimum account size, waivable at firm's discretion) Minimum fee: $25 per quarter administration fee for accounts under $10,000 Fee-only: Investment advisory fees based on AUM; financial planning fees hourly or fixed fee
1580 W Ridge Rd
Rochester, NY 14615
New York · Texas
Rochester Investments, Inc.
2019 - Present (7 years)
Cadaret, Grant & Co, Inc.
2018 - 2020 (2 years)
Axa Advisors, Llc
2013 - 2018 (5 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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