Derek Main
Advisor at First Main Capital
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
First Main Capital
Location
Tacoma, WA
Credentials
Series 63, Series 66
Industry experience
15 years
Location
Tacoma, WA
Most active in
Derek M has reported serving >5 clients in these states in the last 12 months.
Washington
Work history
Vanderbilt Securities, LLC
2025 - Present (1 year)
First Main Capital, LLC
2022 - Present (4 years)
Mass Mutual Investors Services
2020 - 2022 (2 years)
MassMutual life Insurance Company
2020 - 2022 (2 years)
Pruco Securities, LLC
2017 - 2020 (3 years)
The Prudential Insurance Company of America
2017 - 2020 (3 years)
UNEMPLOYED
2017 - 2017 (1 year)
TIAA-CREF
2014 - 2017 (3 years)
Tiaa
2014 - 2017 (3 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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CFP®, Series 63, Series 65, Series 66
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Puyallup, WA
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Jacob H
Series 63, Series 65
Puyallup, WA
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Gregory M
Series 65
Tacoma, WA
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Cole F
ChFC®, Series 65
Edgewood, WA
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Joseph D
Series 63
Auburn, WA
J Dostal Investments
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