Advisor at Investment Initiatives, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Investment Initiatives, LLC
Location
Alexandria, VA
Credentials
Series 63, Series 65
Industry experience
16 years
Dennis Brown is a financial advisor at Investment Initiatives, LLC with 15 years of industry experience. He holds Series 63 and Series 65 designations and has been with his current firm since 2014. Investment Initiatives, LLC is an independent, single-advisor registered investment adviser serving individuals, including high-net-worth clients, as well as banks, thrift institutions, pension and profit-sharing plans, and charitable organizations. The firm provides portfolio management, pension consulting, and financial planning using a range of securities and employs a combination of charting, fundamental, technical, and cyclical analysis with both discretionary and non-discretionary management approaches.
Based on Investment Initiatives, LLC
Based on Investment Initiatives, LLC
$0 - $100,000: 2.50% $100,001 - $250,000: 2.00% $250,001 - $500,000: 1.25% $500,001 - $750,000: 0.75% $750,001 - $1,000,000: 0.60% $1,000,001 - $1,500,000: 0.50% $1,500,001 - $2,000,000: 0.50% $2,000,001+: 0.45%
Account minimum: $250,000 (minimum for Pension Consulting; may be waived at discretion) Fee-only: Fee-only basis; no commissions or sales charges accepted.
Alexandria, VA
Michigan · Ohio · Virginia
Investment Initiatives, LLC
2014 - Present (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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