Advisor at Ferguson Financial Advisors
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Firm
Ferguson Financial Advisors
Location
Newton, UT
Credentials
Series 63, Series 65
Industry experience
25 years
Dennis Ferguson is a financial advisor with Ferguson Financial Advisors in Newton, UT, holding Series 63 and Series 65 licenses and having 25 years of industry experience. He previously worked at On Investment Management CO and The O.N. Equity Sales Company from 2009 to 2023 and has operated Ferguson Financial Group LLC since 2003. In addition to advisory services, he maintains an affiliated insurance practice providing life, health, disability, long-term care, and supplemental insurance products. Ferguson Financial Advisors is an independent, state-registered advisory firm serving individual investors, including high-net-worth clients, and retirement plans. The firm offers discretionary portfolio management, financial planning, and ERISA 3(21) plan advisory services, employing a range of analysis methods and combining direct management with institutional platform strategies.
Based on Ferguson Financial Advisors
Financial planning fixed fees ranging from $500 to $3,000
$0 - $1,000,000: 1.75% annually $1,000,001 - $3,000,000: 1.55% annually $3,000,001+: Negotiable
Insurance product commissions; minimal external compensation from insurance sales
$150 per hour for hourly consultation services
Newton, UT
Idaho · Utah
RAE Wealth Management, LLC doing business as Ferguson Financial
2023 - Present (3 years)
On Investment Management CO
2009 - 2023 (14 years)
The O.N. Equity Sales Company
2009 - 2023 (14 years)
Ferguson Financial Group LLC
2003 - Present (23 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
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Allred Jackson Financial Planning, LLC
CFP®, Series 66
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Connect Financial Advisors
CFP®, Series 65
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Riley S. Crosbie Advisory, LLC dba Crosbie Financial
Series 65
Logan, UT
Peak Investment Coaching, LLC
Series 63, Series 65
Logan, UT
Peak Investment Coaching, LLC
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