Advisor at SGL Financial, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
SGL Financial, LLC
Location
Rhinelandar, WI 54501
Credentials
Series 65
Industry experience
10 years
Fixed financial planning fees typically range from $250 to $5,000 per project; flat fee agreements for account commissions may be arranged with custodians
Maximum advisory fee is 1.50% annually, paid quarterly in advance, based on total assets under management; no tiered fee structure (first and last dollar fee)
Certain Investment Adviser Representatives may maintain broker-dealer registrations and receive commissions on sales of securities to clients; this is a conflict of interest disclosed to clients
Financial planning or consulting services charged at $250–$500 per hour
Account minimum: $50,000 (may be waived at SGL discretion) Minimum fee: Minimum fee set by SGL and selected third-party money manager; specifics documented in client agreement Fee-only: Financial planning fees charged on fixed fee or hourly basis; fixed fees range from $250 to $5,000; hourly fees range from $250 to $500 per hour
SGL Financial, LLC
2015 - Present (11 years)
David Schmitz Insurance
1994 - Present (32 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63
Rhinelander, WI
Heck Capital Advisors, LLC
CFA®, Series 66
Rhinelander, WI
Heck Capital Advisors, LLC
Series 63, Series 65
Rhinelander, WI
Heck Capital Advisors, LLC
Series 63
Rhinelander, WI
Heck Capital Advisors, LLC
Series 63
Rhinelander, WI
Heck Capital Advisors, LLC
CFA®, Series 63, Series 66
Rhinelander, WI
Heck Capital Advisors, LLC
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