Advisor at Summit Financial Wealth Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Summit Financial Wealth Advisors
Location
Lafayette, LA 70503
Credentials
CFP®, ChFC®, Series 63, Series 65
Industry experience
52 years
David Romagosa Sr. is a financial advisor at Summit Financial Wealth Advisors with over 52 years of industry experience. He holds the CFP® and ChFC® designations and has previously worked at LPL Financial. He serves as a board member and trustee for the University of Louisiana, Lafayette Foundation. Summit Financial Wealth Advisors serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering discretionary portfolio management, pension consulting, and related advisory services. The firm employs tailored, typically discretionary advisory relationships and provides ERISA fiduciary services, non-investment offerings such as business management and divorce financial consulting, and utilizes a broad range of investment instruments.
Based on Summit Financial Wealth Advisors
Based on Summit Financial Wealth Advisors
Business Management Services fees are generally fixed fees based on estimated time at customary hourly rates
$0 - $250,000: 1.25% annually (Equity & Mutual Fund Fee Schedule) $250,001 - $1,000,000: 1.00% annually (Equity & Mutual Fund Fee Schedule) $1,000,001+: 0.95% annually (Equity & Mutual Fund Fee Schedule) $0 - $250,000: 0.65% annually (Fixed Income Fee Schedule) $250,001+: 0.50% annually (Fixed Income Fee Schedule)
Insurance commissions and brokerage commissions on some securities transactions by registered representatives; separate from advisory fees
Divorce Financial Consulting Services: $150/hour consultation and preparation; $75/hour travel and administrative; $200/hour court, mediation, arbitration attendance
Account minimum: $50,000 Minimum fee: $500 minimum annual fee per account for portfolio management Fee-only: Fixed fees for pension consulting ($1,000 to $40,000 per year)
1021 E. St. Mary Blvd.
Lafayette, LA 70503
Louisiana · Texas
Purshe Kaplan Sterling Investments
2025 - Present (1 year)
Summit Financial Wealth Advisors
2025 - Present (1 year)
LPL Financial
2009 - 2025 (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Series 63, Series 66
Lafayette, LA
A.B. Ridgeway Wealth Management LLC
Series 65
Lafayette, LA
Vermilion Asset Management, LLC
Series 65
Lafayette, LA
Kidd Vision Capital LLC
Series 63, Series 65
Lafayette, LA
Latticework Investments, LLC
Series 66
Youngsville, LA
Capital Financial Planners, LLC
Series 63, Series 65
Lafayette, LA
Meche and Associates LLC
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