Advisor at Successful Wealth Strategies, LLC
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Firm
Successful Wealth Strategies, LLC
Location
Farmington, CT 06032
Credentials
Series 63, Series 65
Industry experience
40 years
David Gibbs is a financial advisor with Successful Wealth Strategies, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. His prior roles include positions at LPL Financial LLC and National Planning Corporation, and he has operated Gibbs Financial Services, LLC since 2014. Successful Wealth Strategies serves individuals, business entities, trusts, estates, and retirement plans with services including money coaching, financial planning, investment management, and qualified plan consulting. The firm emphasizes a behavioral-first planning process and offers diversified portfolio management alongside educational seminars and coaching integrated into client planning.
Based on Successful Wealth Strategies, LLC
Based on Successful Wealth Strategies, LLC
Clients may have ongoing financial planning with fixed monthly fees (negotiated prior to work)
$0 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.75% annually $2,000,000+: 0.50% annually
Up to $300/hr for Money Coaching, Business Archetype Coaching, & Financial Planning (not to exceed $5,000 annually)
Ongoing financial planning relationship with fixed monthly fees (negotiated)
Fee-only: Money Coaching, Business Archetype Coaching, & Financial Planning charged hourly up to $300/hr (not to exceed $5,000 annually); Retirement/Pension Plan Consulting fees negotiated up to 0.75% annually
2 Forest Park Dr., Unit 2
Farmington, CT 06032
Connecticut · Florida · Massachusetts · Pennsylvania · Texas
Successful Wealth Strategies, LLC
2021 - Present (5 years)
LPL Financial
2017 - 2021 (4 years)
Gibbs Financial Services, LLC
2014 - Present (12 years)
National Planning Corporation
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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