Advisor at Aegis Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Aegis Wealth Management, Inc.
Location
Sarasota, FL
Credentials
Series 63, Series 65, Series 66
Industry experience
5 years
David Plotkin is a financial advisor with Aegis Wealth Management, Inc. in Sarasota, FL, holding Series 63, 65, and 66 licenses and five years of industry experience. His prior roles include positions at UBS Financial Services, Santander Bank, and DBRS Morningstar. Outside of finance, he has worked with organizations such as the St. Petersburg Tennis Center and DroneUp. Aegis Wealth Management is an SEC-registered advisory firm managing approximately $176 million in discretionary assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering financial planning and discretionary portfolio management through multiple sub-advisers, with a focus on tailoring allocations to client objectives and risk tolerance.
Based on Aegis Wealth Management, Inc.
Based on Aegis Wealth Management, Inc.
Up to $10,000 fixed fee for broad-based financial planning services.
$0 - $500,000: 2.15% annually $500,001 - $1,000,000: 2.05% annually $1,000,001 - $2,500,000: 1.80% annually $2,500,001+: Negotiable
Commissions earned on insurance products and securities sales by dually licensed Associated Persons, separate from advisory fees.
Up to $400 per hour for specific financial planning or consulting services.
Account minimum: $10,000
Sarasota, FL
Florida
Aegis Wealth Management, Inc.
2024 - Present (2 years)
Transparent Wealth Management, LLC
2024 - 2025 (1 year)
UBS Financial Services, Inc
2024 - 2024 (1 year)
St. Petersburg Tennis Center
2023 - 2024 (1 year)
Teach Me To, Inc.
2023 - 2024 (1 year)
DroneUp
2023 - 2023 (1 year)
Gold Medal Waters, Inc.
2022 - 2024 (2 years)
Santander Bank
2019 - 2023 (4 years)
Unemployed
2019 - 2019 (1 year)
DBRS Morningstar
2015 - 2019 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Sarasota, FL
Retirement Money Management
Series 66
Sarasota, FL
Melberth Capital
CFP®, Series 63
Bradenton, FL
Summit Financial Advisors
Series 63, Series 65
Sarasota, FL
Insight Family Financial
Series 65
Sarasota, FL
DB Asset Management,LLC.
Series 63, Series 65
Sarasota, FL
Charitable Foundation Services LLC
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