David Dicks
Advisor at Ocala Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Ocala Capital, LLC
Location
Ocala, FL 34470
Credentials
Series 63, Series 66
Industry experience
23 years
About
David Dicks is a financial advisor at Ocala Capital, LLC with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Ocala Capital since 2018. In addition to his advisory role, he is involved in several family-related citrus businesses and serves as managing member or trustee in related entities. Ocala Capital serves individual and high-net-worth clients, estates, charities, and business entities by providing personalized financial planning, discretionary portfolio management, and qualified plan consulting. The firm’s investment approach combines fundamental and technical analysis tailored to client-specific policies and includes a range of strategies such as non-traded REITs with regular client reviews.
Client services
Based on Ocala Capital, LLC
Financial planning
Portfolio management
Pension consulting
Expertise
Based on Ocala Capital, LLC
Real estate investing
Business exit / sale strategy
General estate planning guidance
Fee options
Fixed fees for financial planning services ranging from $25 to $1,200 depending on service; Qualified plan consulting services flat fee $200 per year
$0+: up to 1.75% annually for discretionary asset management $0+: up to 1.0% annually for REITs (charged quarterly in arrears)
Sale of fixed insurance products, annuities, and other commissioned products (commissions disclosed as conflicts of interest)
Negotiable hourly rate approximately $150 per hour
Fee-only: Financial planning and consulting charged on a negotiable hourly rate of $150 and fixed fees ranging approximately from $25 to $1,200 depending on service
Location
1396 Ne 20 Th Ave. Suite 600
Ocala, FL 34470
Most active in
David D has reported serving >5 clients in these states in the last 12 months.
Florida
Work history
Ocala Capital, LLC
2018 - Present (8 years)
Ocala Capital, LLC
2018 - 2018 (1 year)
Kokomo Grove, LLC
2016 - Present (10 years)
Jeff, Bryan & Ronald LLC
2013 - Present (13 years)
Dicks Family Limited Partnership
2012 - Present (14 years)
Kovack Securities, Inc.
2012 - 2018 (6 years)
David Jeffrey Dicks
2011 - Present (15 years)
L. Dicks Inc
2009 - Present (17 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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