Advisor at Shepherd Kaplan Krochuk, LLC
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Firm
Shepherd Kaplan Krochuk, LLC
Location
Boston, MA 02109-2820
Credentials
Series 63, Series 65
Industry experience
18 years
David Kaplan is a financial advisor at Shepherd Kaplan LLC in Boston, MA, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has been involved with Shepherd Kaplan LLC since 2003. He is also a managing member of Shepherd Kaplan Krochuk LLC, where he oversees long-term strategy and operations. Shepherd Kaplan provides sub-advisory wealth management and institutional advisory services to institutional clients, ultra-high-net-worth individuals, family offices, and endowments. The firm uses a technology-driven investment process that combines quantitative manager analytics with qualitative due diligence to construct and monitor diversified portfolios.
Based on Shepherd Kaplan Krochuk, LLC
Based on Shepherd Kaplan Krochuk, LLC
Based on Shepherd Kaplan Krochuk, LLC
Flat fees are negotiated for consulting services and may be charged upfront for due diligence on Qualified Small Business investments.
$0 - /: 40 to 100 basis points (0.40% to 1.00%) generally for private clients, negotiated individually $0 - /: 5 to 50 basis points (0.05% to 0.50%) generally for institutional clients, negotiated individually $0 - /: 20 to 100 basis points (0.20% to 1.00%) generally for endowment and foundation clients, negotiated individually
Performance-based fees are charged in limited circumstances to sophisticated private clients and are typical for private investment funds (e.g., 20% incentive allocations).
Account minimum: $20,000,000 Minimum fee: In some cases, minimum annual fees are charged for wealth management and institutional clients; specific amounts not stated. Fee-only: Annual asset-based fees generally negotiated within stated ranges; also initial consulting fees and special project fees.
53 State Street, 23 Rd Floor
Boston, MA 02109-2820
Massachusetts · Texas
SKK Capital Advisors, LLC
2019 - Present (7 years)
Shepherd Kaplan Krochuk LLC
2017 - Present (9 years)
Shepherd Kaplan LLC
2003 - Present (23 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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I began my career in the financial services industry nearly ten years ago. Prior to founding Dreamfield Planning Group, I served as an associate wealth management advisor at Sconset Wealth Management—an advisory practice nested in the downtown Boston office of Northwestern Mutual—where I developed financial plans and managed investment assets. In a preceding role in the same office, I led an internal business unit providing investment consulting services to multiple financial advisors representing more than $200 million of assets under management (AUM). Previous to that, I served as an associate financial advisor at a Foxborough, Massachusetts financial planning practice and as a research analyst at a Cambridge, Massachusetts public policy research firm. I hold a Bachelor of Arts in History from Hendrix College and a Master of Public Policy from Georgetown University. I am both a CERTIFIED FINANCIAL PLANNER™ and a CFA Charterholder. I have lived for many years in Milton, Massachusetts with my wife Allie and our son Ben. In my spare time, I enjoy travel, reading, playing guitar, and taking long walks with the family dog, Louie.
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