Advisor at Brodie Wealth Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Brodie Wealth Management
Location
Cary, NC 27518
Credentials
Series 66
Industry experience
1 year
David Brodie is the principal of Brodie Wealth Management and holds a Series 66 designation. He has one year of experience in financial advisory roles and has worked at Osaic Advisory Services and Osaic Wealth. He also operates Brodie CPA PLLC, a CPA firm based in Cary, NC, where he serves as principal. Brodie Wealth Management provides wealth management, financial planning, and asset management services to individual and institutional clients. The firm offers tailored investment strategies across traditional and alternative asset classes and provides retirement plan advisory services, leveraging its affiliation with an in-house accounting practice for tax and estate planning support.
Based on Brodie Wealth Management
Based on Brodie Wealth Management
Financial planning fees may be charged as fixed fees up to $25,000, negotiable; retirement plan advisory fees may be flat dollar fees depending on scope.
$0 - $500,000: 1.50% annually $500,001 - $1,500,000: 1.15% annually $1,500,001+: 1.00% annually
Commissions received from insurance sales through licensed insurance agent activities.
Hourly financial planning fees may be charged as agreed upon in advance with clients.
Account minimum: $25,000 Fee-only: Financial planning fees typically range from $0 to $25,000, negotiable; ongoing investment consulting fees range from $500 to $12,500 per quarter.
2500 Regency Parkway
Cary, NC 27518
North Carolina
Osaic Advisory Services
2025 - 2025 (1 year)
Osaic Wealth
2025 - 2025 (1 year)
Brodie CPA PLLC
2018 - Present (8 years)
TeleCoach Group
2017 - 2018 (1 year)
Mars Canada Inc
2006 - 2017 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Cary, NC
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Series 65
Morrisville, NC
gnrfunds LLC
Series 63, Series 65
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J. Pierre Masse
CFP®, Series 66
Chapel Hill, NC
Cardinal Wealth Partners, LLC
CFP®, Series 66
Fuquay Varina, NC
Red Oak Capital Advisors
Series 63, Series 65
Cary, NC
Artifex Advisory Group, Inc.
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