Advisor at Sovereign Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Sovereign Financial Group, Inc.
Location
Stamford, CT 06902
Credentials
Series 63, Series 65
Industry experience
19 years
Daniel Pascone is a financial advisor at Sovereign Financial Group, Inc. with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial LLC, Woodbury Financial Services, Transamerica Financial Advisors, Strategic Financial Solutions, and Prudential Annuities Distributors. Pascone is also a licensed insurance agent. Sovereign Financial Group serves individuals, trusts, estates, charitable organizations, businesses, retirement plans, and a registered investment company. The firm offers portfolio management, financial planning, retirement plan advisory, and cash-management solutions, utilizing diversified mutual funds, ETFs, individual securities, and unaffiliated independent managers, with an emphasis on long-term strategies and tactical adjustments.
Based on Sovereign Financial Group, Inc.
Based on Sovereign Financial Group, Inc.
Financial planning fixed fees range from $1,500 to $10,000; ongoing planning fees $500 to $2,500 quarterly
Up to 3.00% annually, negotiable based on services, asset level and relationship
Certain Advisory Persons receive commissions as Registered Representatives and for insurance sales, separate from advisory fees
Financial planning hourly fees range from $200 to $450 per hour
Minimum fee: Minimum fee of $1,125 per quarter, which can be waived at Advisor's discretion Fee-only: Financial planning services offered with hourly fees $200-$450/hour, fixed fees $1,500-$10,000, ongoing fees $500-$2,500 quarterly, negotiable
35 West Broad Street, Suite 100
Stamford, CT 06902
Connecticut
Sovereign Financial Group, Inc. d/b/a Tailored Wealth
2025 - Present (1 year)
LPL Financial
2022 - 2025 (3 years)
Woodbury Financial Services INC
2020 - 2022 (2 years)
Transamerica Financial Advisors, Inc
2017 - 2020 (3 years)
Strategic Financial Solutions
2016 - 2022 (6 years)
Prudential Annuities Distributors, Inc.
2006 - 2016 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Norwalk, CT
Euclid Harding, LLC
CFP®, CFA®
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FMD Wealth Advisors LLC
CFA®
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Tadpole Investments LLC
CFP®, Series 63
White Plains, NY
Financial Planning Associates, LLC
Series 66
Westport, CT
Blue Keel Financial Planning
Series 65
Westport, CT
Norman Kramer Investments, Inc.
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