Advisor at Midwestern Securities Trading Company, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Midwestern Securities Trading Company, LLC
Location
East Peoria, IL 61611
Credentials
Series 66
Industry experience
< 1 year
Financial planning flat fees negotiated, generally not exceeding hourly rate; seminars up to $100; charitable seminar series up to $5,000
$0.00 - $999,999.99: 1.30% $1,000,000.00 - $4,999,999.99: 1.05% $5,000,000.00 - $9,999,999.99: 0.85% $10,000,000.00+: 0.55%
Commissions earned on brokerage accounts; no accounts pay advisory fees and commissions simultaneously.
$300 per hour standard rate; minimum $150 per hour; negotiable
Account minimum: $25,000 for Lighthouse Portfolios; $50,000 for some Lighthouse Portfolios; $500 for Beacon Portfolios
Bradford National Bank
2025 - Present (1 year)
Midwestern Securities Trading Company
2025 - Present (1 year)
Bradford National Bank
2025 - 2025 (1 year)
Midwestern Securities Trading Company
2025 - 2025 (1 year)
Horstmann Premier Financial
2024 - 2024 (1 year)
K & B Creative Allscapes
2023 - 2024 (1 year)
University of Missouri
2021 - 2025 (4 years)
Korte Landscapers
2019 - 2022 (3 years)
Highland High School
2017 - 2021 (4 years)
Highland Middle School
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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